Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 42804T106
Over the rolling 12-month window, securities of HERZFELD CREDIT INCOME FUND, I failed to deliver in the NSCC's Continuous Net Settlement system on 92 settlement days, totaling 313,758 fail shares and peaking at 33,230 shares on 2025-07-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-02-04 | 1,172 | $1.89 |
| 2026-01-21 | 1,763 | $1.96 |
| 2026-01-16 | 6,411 | $1.99 |
| 2026-01-14 | 617 | $1.92 |
| 2026-01-13 | 472 | $1.91 |
| 2026-01-09 | 2,584 | $1.92 |
| 2026-01-08 | 10,193 | $1.94 |
| 2026-01-07 | 10,215 | $1.97 |
| 2026-01-06 | 11,383 | $2.04 |
| 2026-01-05 | 6,233 | $2.19 |
| 2025-12-31 | 1 | $2.69 |
| 2025-12-26 | 1,490 | $2.62 |
| 2025-12-24 | 2,104 | $2.58 |
| 2025-12-23 | 1,772 | $2.57 |
| 2025-12-22 | 2,300 | $2.56 |
| 2025-12-19 | 214 | $2.57 |
| 2025-12-18 | 3,756 | $2.56 |
| 2025-12-17 | 11,153 | $2.56 |
| 2025-12-16 | 12,171 | $2.56 |
| 2025-12-15 | 490 | $2.54 |
| 2025-12-12 | 618 | $2.54 |
| 2025-12-11 | 1,015 | $2.52 |
| 2025-12-10 | 4,074 | $2.58 |
| 2025-12-09 | 734 | $2.61 |
| 2025-12-08 | 732 | $2.58 |
| 2025-12-04 | 29,483 | $2.62 |
| 2025-12-03 | 514 | $2.61 |
| 2025-12-02 | 1,325 | $2.60 |
| 2025-12-01 | 728 | $2.57 |
| 2025-11-28 | 11,027 | $2.56 |
| 2025-11-26 | 1,229 | $2.56 |
| 2025-11-25 | 2,844 | $2.56 |
| 2025-11-21 | 5,000 | $2.63 |
| 2025-11-19 | 592 | $2.57 |
| 2025-11-13 | 789 | $2.44 |
| 2025-10-24 | 788 | $2.35 |
| 2025-10-08 | 2,028 | $2.39 |
| 2025-10-07 | 2,133 | $2.43 |
| 2025-10-06 | 3,723 | $2.44 |
| 2025-10-03 | 3,683 | $2.44 |
| 2025-10-02 | 1,578 | $2.38 |
| 2025-10-01 | 1,578 | $2.38 |
| 2025-09-30 | 1,578 | $2.40 |
| 2025-09-29 | 1,578 | $2.40 |
| 2025-09-26 | 2,036 | $2.40 |
| 2025-09-25 | 1,578 | $2.41 |
| 2025-09-24 | 3,156 | $2.43 |
| 2025-09-23 | 3,156 | $2.44 |
| 2025-09-22 | 1,578 | $2.44 |
| 2025-09-18 | 500 | $2.44 |
| 2025-09-17 | 2,174 | $2.43 |
| 2025-09-16 | 2,274 | $2.44 |
| 2025-09-15 | 2,174 | $2.44 |
| 2025-09-12 | 96 | $2.43 |
| 2025-09-11 | 96 | $2.43 |
| 2025-09-10 | 2,118 | $2.48 |
| 2025-08-27 | 1,697 | $2.52 |
| 2025-08-21 | 351 | $2.42 |
| 2025-08-19 | 2,748 | $2.53 |
| 2025-08-18 | 163 | $2.49 |
| 2025-08-15 | 707 | $2.45 |
| 2025-08-14 | 473 | $2.44 |
| 2025-08-12 | 152 | $2.40 |
| 2025-08-08 | 32 | $2.40 |
| 2025-08-07 | 6,377 | $2.49 |
| 2025-08-05 | 7,854 | $2.42 |
| 2025-07-30 | 1,000 | $2.47 |
| 2025-07-29 | 1,344 | $2.42 |
| 2025-07-28 | 1,391 | $2.34 |
| 2025-07-25 | 11,090 | $2.35 |
| 2025-07-23 | 12,826 | $2.32 |
| 2025-07-21 | 516 | $2.42 |
| 2025-07-18 | 1,358 | $2.43 |
| 2025-07-17 | 840 | $2.45 |
| 2025-07-15 | 2,688 | $2.44 |
| 2025-07-14 | 640 | $2.48 |
| 2025-07-11 | 5,639 | $2.56 |
| 2025-07-09 | 2,099 | $2.71 |
| 2025-07-08 | 33,230 | $2.50 |
| 2025-07-07 | 55 | $2.52 |
| 2025-07-03 | 821 | $2.55 |
| 2025-07-02 | 1,066 | $2.54 |
| 2025-07-01 | 15,455 | $2.55 |
| 2025-06-30 | 601 | $2.54 |
| 2025-06-26 | 667 | $2.54 |
| 2025-06-20 | 231 | $2.49 |
| 2025-06-18 | 2,782 | $2.50 |
| 2025-06-17 | 1,220 | $2.49 |
| 2025-06-16 | 1,195 | $2.50 |
| 2025-06-13 | 344 | $2.48 |
Showing 90 most recent of 92.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 42804T106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.