Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 42804T205
Over the rolling 12-month window, securities of HERZFELD CREDIT INCOME FUND, I failed to deliver in the NSCC's Continuous Net Settlement system on 32 settlement days, totaling 14,940 fail shares and peaking at 4,394 shares on 2026-03-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-18 | 43 | $15.90 |
| 2026-07-09 | 619 | $17.00 |
| 2026-06-30 | 92 | $16.58 |
| 2026-06-18 | 30 | $16.41 |
| 2026-06-17 | 30 | $16.19 |
| 2026-05-15 | 126 | $18.65 |
| 2026-05-12 | 238 | $18.37 |
| 2026-05-07 | 2 | $18.19 |
| 2026-05-05 | 967 | $17.69 |
| 2026-04-24 | 429 | $17.26 |
| 2026-04-23 | 130 | $17.35 |
| 2026-04-21 | 80 | $17.65 |
| 2026-04-20 | 64 | $17.26 |
| 2026-04-16 | 2,316 | $16.18 |
| 2026-04-07 | 665 | $16.19 |
| 2026-04-06 | 430 | $15.70 |
| 2026-04-02 | 398 | $15.89 |
| 2026-03-30 | 4,394 | $15.50 |
| 2026-03-26 | 634 | $15.86 |
| 2026-03-23 | 45 | $15.76 |
| 2026-03-20 | 617 | $15.66 |
| 2026-03-19 | 570 | $15.67 |
| 2026-03-18 | 509 | $15.79 |
| 2026-03-17 | 274 | $15.70 |
| 2026-03-16 | 780 | $15.51 |
| 2026-03-13 | 329 | $15.77 |
| 2026-03-12 | 301 | $16.68 |
| 2026-03-09 | 122 | $16.02 |
| 2026-03-04 | 22 | $15.77 |
| 2026-03-03 | 95 | $15.75 |
| 2026-02-23 | 4 | $16.50 |
| 2026-02-19 | 163 | $17.10 |
| 2026-02-18 | 102 | $17.44 |
| 2026-02-13 | 44 | $18.00 |
| 2026-02-12 | 23 | $18.63 |
| 2026-02-11 | 26 | $18.64 |
| 2026-02-10 | 41 | $18.50 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 42804T205 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.