Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 43858F109
Over the rolling 12-month window, securities of Hong Kong Exchanges & Clearing failed to deliver in the NSCC's Continuous Net Settlement system on 65 settlement days, totaling 2,428,080 fail shares and peaking at 1,227,377 shares on 2026-05-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 15 | $49.18 |
| 2026-09-24 | 64,812 | $50.24 |
| 2026-09-23 | 5,946 | $51.05 |
| 2026-09-18 | 1,627 | $49.65 |
| 2026-09-17 | 1,525 | $49.71 |
| 2026-09-16 | 273 | $50.38 |
| 2026-09-10 | 118,036 | $50.60 |
| 2026-09-04 | 27,527 | $52.35 |
| 2026-08-27 | 67 | $53.65 |
| 2026-08-25 | 166,497 | $53.62 |
| 2026-08-24 | 15,199 | $53.85 |
| 2026-08-21 | 130,110 | $53.42 |
| 2026-08-14 | 302 | $51.76 |
| 2026-08-11 | 92 | $53.16 |
| 2026-08-03 | 89 | $51.95 |
| 2026-07-21 | 204,240 | $50.51 |
| 2026-07-15 | 3,777 | $49.58 |
| 2026-07-08 | 515 | $48.14 |
| 2026-07-07 | 45,095 | $48.07 |
| 2026-07-06 | 33,636 | $47.16 |
| 2026-07-02 | 6,397 | $46.85 |
| 2026-06-30 | 12,233 | $46.70 |
| 2026-06-23 | 1,761 | $47.94 |
| 2026-06-22 | 1,140 | $47.65 |
| 2026-06-16 | 270 | $49.19 |
| 2026-06-08 | 39 | $49.65 |
| 2026-05-19 | 76 | $52.40 |
| 2026-05-13 | 95,000 | $54.32 |
| 2026-05-12 | 1,227,377 | $54.84 |
| 2026-05-11 | 651,412 | $54.60 |
| 2026-05-01 | 1,052 | $53.38 |
| 2026-04-17 | 2 | $52.10 |
| 2026-04-08 | 4,060 | $50.79 |
| 2026-04-07 | 6,702 | $50.99 |
| 2026-04-06 | 4,254 | $51.30 |
| 2026-03-16 | 797 | $51.08 |
| 2026-03-12 | 1,428 | $53.31 |
| 2026-02-20 | 1,069 | $52.38 |
| 2026-02-17 | 975 | $51.74 |
| 2026-02-12 | 1,260 | $53.60 |
| 2026-02-06 | 131 | $54.00 |
| 2026-01-28 | 1,858 | $55.45 |
| 2026-01-27 | 1 | $54.38 |
| 2026-01-26 | 46,000 | $54.11 |
| 2026-01-23 | 250 | $54.82 |
| 2026-01-14 | 1,202 | $55.36 |
| 2026-01-05 | 39 | $53.62 |
| 2026-01-02 | 1,583 | $52.12 |
| 2025-12-30 | 14 | $52.55 |
| 2025-12-29 | 5 | $53.11 |
| 2025-12-26 | 4 | $52.93 |
| 2025-12-12 | 1,188 | $51.84 |
| 2025-12-02 | 18 | $53.10 |
| 2025-12-01 | 4,971 | $53.28 |
| 2025-11-13 | 1 | $56.40 |
| 2025-11-07 | 3,625 | $55.46 |
| 2025-11-06 | 4,422 | $55.19 |
| 2025-10-24 | 9 | $54.75 |
| 2025-10-21 | 108 | $55.60 |
| 2025-10-16 | 1,243 | $54.82 |
| 2025-10-14 | 1 | $55.40 |
| 2025-10-07 | 2,657 | $57.78 |
| 2025-10-02 | 2,375 | $57.02 |
| 2025-10-01 | 508 | $56.76 |
| 2025-09-22 | 39,819 | $57.12 |
| 2025-09-03 | 25 | $57.86 |
| 2025-09-02 | 10,296 | $58.58 |
| 2025-08-29 | 1,282 | $58.06 |
| 2025-08-27 | 53 | $58.72 |
| 2025-08-26 | 324 | $59.02 |
| 2025-08-21 | 113 | $56.46 |
| 2025-08-18 | 26,127 | $56.03 |
| 2025-08-12 | 19,000 | $54.55 |
| 2025-07-21 | 746 | $54.88 |
| 2025-07-17 | 73 | $54.32 |
| 2025-07-14 | 14,563 | $54.06 |
| 2025-07-10 | 458 | $52.45 |
| 2025-07-08 | 134 | $52.08 |
| 2025-07-07 | 59 | $53.04 |
| 2025-07-03 | 156,022 | $53.85 |
| 2025-07-01 | 41,907 | $53.85 |
| 2025-06-30 | 4 | $53.73 |
| 2025-06-26 | 7,919 | $53.35 |
| 2025-06-24 | 21,288 | $51.00 |
| 2025-06-23 | 18,106 | $49.85 |
| 2025-06-20 | 300 | $51.21 |
| 2025-06-10 | 1,270 | $53.12 |
| 2025-06-09 | 187 | $51.61 |
| 2025-06-04 | 8 | $50.48 |
| 2025-06-03 | 100 | $50.81 |
Showing 90 most recent of 91.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 43858F109 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.