Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 44053A481
Over the rolling 12-month window, securities of HORIZON FDS HORIZON SMALL/MID failed to deliver in the NSCC's Continuous Net Settlement system on 74 settlement days, totaling 102,599 fail shares and peaking at 6,543 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 5,604 | $28.86 |
| 2026-09-29 | 1,612 | $29.02 |
| 2026-09-28 | 31,611 | $29.12 |
| 2026-09-25 | 29,826 | $29.00 |
| 2026-09-24 | 12,165 | $29.06 |
| 2026-09-23 | 12,089 | $29.27 |
| 2026-09-22 | 706 | $29.19 |
| 2026-09-21 | 3,130 | $29.18 |
| 2026-09-18 | 3,519 | $29.24 |
| 2026-09-17 | 2,779 | $29.04 |
| 2026-09-16 | 372 | $29.15 |
| 2026-09-15 | 2,657 | $29.28 |
| 2026-09-14 | 1,161 | $29.60 |
| 2026-09-11 | 1,797 | $29.34 |
| 2026-09-10 | 5,497 | $29.67 |
| 2026-09-09 | 5,544 | $29.93 |
| 2026-09-08 | 5,437 | $30.16 |
| 2026-09-04 | 5,322 | $30.00 |
| 2026-09-03 | 4,467 | $29.77 |
| 2026-09-02 | 45,600 | $29.59 |
| 2026-09-01 | 34,225 | $29.93 |
| 2026-08-31 | 12,298 | $30.12 |
| 2026-08-28 | 11,774 | $30.52 |
| 2026-08-27 | 4,823 | $30.44 |
| 2026-08-26 | 640 | $30.30 |
| 2026-08-25 | 404 | $30.28 |
| 2026-08-24 | 452 | $30.49 |
| 2026-08-21 | 2,059 | $30.31 |
| 2026-08-20 | 11,174 | $30.59 |
| 2026-08-19 | 95 | $30.84 |
| 2026-08-18 | 36,765 | $31.27 |
| 2026-08-17 | 11,451 | $31.26 |
| 2026-08-14 | 4,842 | $31.04 |
| 2026-08-13 | 4,052 | $31.00 |
| 2026-08-12 | 5,910 | $30.79 |
| 2026-08-11 | 2,257 | $30.73 |
| 2026-08-10 | 3,381 | $30.87 |
| 2026-08-07 | 145 | $30.57 |
| 2026-08-06 | 1,193 | $30.65 |
| 2026-08-05 | 1,357 | $30.75 |
| 2026-08-04 | 3,047 | $30.40 |
| 2026-08-03 | 27,909 | $30.09 |
| 2026-07-31 | 23,790 | $30.12 |
| 2026-07-30 | 1,202 | $29.73 |
| 2026-07-29 | 7 | $30.25 |
| 2026-07-27 | 16,579 | $30.23 |
| 2026-07-24 | 3,316 | $30.10 |
| 2026-07-23 | 25,452 | $30.26 |
| 2026-07-22 | 84 | $30.33 |
| 2026-07-21 | 84 | $29.96 |
| 2026-07-20 | 818 | $30.11 |
| 2026-07-17 | 478 | $30.23 |
| 2026-07-16 | 252 | $30.14 |
| 2026-07-14 | 70 | $29.96 |
| 2026-07-09 | 21 | $29.72 |
| 2026-07-08 | 263 | $30.01 |
| 2026-07-07 | 8,302 | $30.31 |
| 2026-07-06 | 11,437 | $30.15 |
| 2026-07-02 | 10,957 | $30.37 |
| 2026-07-01 | 153 | $30.68 |
| 2026-06-30 | 40 | $30.37 |
| 2026-06-25 | 1 | $30.16 |
| 2026-06-24 | 170 | $30.10 |
| 2026-06-22 | 272 | $30.03 |
| 2026-06-18 | 332 | $29.75 |
| 2026-06-17 | 138 | $30.04 |
| 2026-06-12 | 1,335 | $29.81 |
| 2026-06-11 | 186 | $29.15 |
| 2026-06-09 | 843 | $29.15 |
| 2026-06-08 | 159 | $29.07 |
| 2026-06-04 | 335 | $29.45 |
| 2026-06-03 | 954 | $29.44 |
| 2026-06-02 | 857 | $29.09 |
| 2026-05-28 | 332 | $29.28 |
| 2026-05-21 | 1 | $28.85 |
| 2026-05-20 | 4,839 | $28.42 |
| 2026-05-19 | 4,779 | $28.67 |
| 2026-05-18 | 4,900 | $28.68 |
| 2026-05-15 | 4,771 | $29.20 |
| 2026-05-14 | 4,116 | $29.11 |
| 2026-05-13 | 2,144 | $29.09 |
| 2026-05-12 | 2,223 | $29.21 |
| 2026-05-11 | 1,997 | $29.19 |
| 2026-05-08 | 1,536 | $29.02 |
| 2026-05-05 | 139 | $28.81 |
| 2026-05-04 | 1,012 | $28.93 |
| 2026-05-01 | 1,175 | $28.93 |
| 2026-04-29 | 6 | $28.62 |
| 2026-04-24 | 769 | $28.85 |
| 2026-04-23 | 1,593 | $28.75 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 44053A481 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.