Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 44053A515
Over the rolling 12-month window, securities of HORIZON FDS NASDAQ-100 DEFINED failed to deliver in the NSCC's Continuous Net Settlement system on 74 settlement days, totaling 187,610 fail shares and peaking at 25,077 shares on 2026-04-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 616 | $30.15 |
| 2026-10-13 | 1,441 | $30.24 |
| 2026-10-08 | 163 | $30.64 |
| 2026-10-05 | 7,193 | $30.34 |
| 2026-10-02 | 12,585 | $30.10 |
| 2026-10-01 | 8,664 | $30.08 |
| 2026-09-30 | 7,984 | $29.96 |
| 2026-09-29 | 14,291 | $29.85 |
| 2026-09-28 | 15,440 | $30.15 |
| 2026-09-25 | 26,735 | $30.06 |
| 2026-09-24 | 9,862 | $30.05 |
| 2026-09-23 | 7,152 | $30.16 |
| 2026-09-22 | 4,227 | $30.04 |
| 2026-09-21 | 5,147 | $29.49 |
| 2026-09-18 | 3,115 | $29.37 |
| 2026-09-17 | 802 | $28.95 |
| 2026-09-16 | 2,723 | $28.98 |
| 2026-09-15 | 1,856 | $29.14 |
| 2026-09-14 | 7,926 | $29.32 |
| 2026-09-11 | 4,139 | $29.14 |
| 2026-09-10 | 2,774 | $29.38 |
| 2026-09-09 | 616 | $29.42 |
| 2026-09-08 | 270 | $29.46 |
| 2026-09-04 | 543 | $29.40 |
| 2026-09-03 | 29 | $29.12 |
| 2026-09-01 | 6,225 | $29.37 |
| 2026-08-31 | 154 | $29.37 |
| 2026-08-28 | 724 | $29.53 |
| 2026-08-27 | 549 | $29.19 |
| 2026-08-26 | 5,053 | $29.18 |
| 2026-08-25 | 4,662 | $29.08 |
| 2026-08-24 | 9,726 | $29.28 |
| 2026-08-21 | 25,834 | $29.22 |
| 2026-08-20 | 24,364 | $29.41 |
| 2026-08-19 | 6,888 | $29.45 |
| 2026-08-18 | 9,837 | $29.89 |
| 2026-08-17 | 33,001 | $29.91 |
| 2026-08-14 | 6,621 | $29.95 |
| 2026-08-13 | 7,235 | $29.65 |
| 2026-08-12 | 1,330 | $29.48 |
| 2026-08-11 | 1,221 | $29.57 |
| 2026-08-10 | 641 | $29.65 |
| 2026-08-07 | 1,237 | $29.40 |
| 2026-08-06 | 2,107 | $29.38 |
| 2026-08-05 | 2,466 | $29.60 |
| 2026-08-04 | 36 | $29.07 |
| 2026-08-03 | 2,086 | $28.80 |
| 2026-07-31 | 819 | $28.68 |
| 2026-07-30 | 17 | $28.07 |
| 2026-07-29 | 192 | $28.45 |
| 2026-07-28 | 177 | $28.63 |
| 2026-07-27 | 1,387 | $28.69 |
| 2026-07-24 | 7,681 | $28.94 |
| 2026-07-23 | 9,307 | $29.39 |
| 2026-07-22 | 11,657 | $29.49 |
| 2026-07-21 | 11,853 | $29.07 |
| 2026-07-20 | 1,486 | $29.11 |
| 2026-07-16 | 370 | $29.77 |
| 2026-07-14 | 725 | $29.61 |
| 2026-07-13 | 1,045 | $30.04 |
| 2026-07-10 | 477 | $29.99 |
| 2026-07-09 | 491 | $29.59 |
| 2026-07-07 | 1,331 | $29.93 |
| 2026-07-06 | 1,228 | $29.65 |
| 2026-07-02 | 2,735 | $30.09 |
| 2026-06-26 | 73 | $29.74 |
| 2026-06-22 | 1,955 | $30.62 |
| 2026-06-18 | 2,416 | $29.95 |
| 2026-06-17 | 632 | $30.22 |
| 2026-06-16 | 13,308 | $30.61 |
| 2026-06-15 | 33,695 | $29.93 |
| 2026-06-12 | 32,640 | $29.77 |
| 2026-06-11 | 1,240 | $29.01 |
| 2026-06-10 | 411 | $29.39 |
| 2026-06-09 | 8,166 | $29.70 |
| 2026-06-08 | 248 | $29.35 |
| 2026-06-05 | 546 | $30.56 |
| 2026-06-03 | 270 | $30.72 |
| 2026-06-02 | 829 | $30.57 |
| 2026-05-29 | 131 | $30.33 |
| 2026-05-27 | 4,863 | $30.11 |
| 2026-05-18 | 1,362 | $29.34 |
| 2026-05-15 | 2,102 | $29.75 |
| 2026-05-14 | 3,209 | $29.61 |
| 2026-05-13 | 1,057 | $29.36 |
| 2026-05-12 | 894 | $29.57 |
| 2026-05-11 | 4,491 | $29.48 |
| 2026-05-08 | 3,621 | $28.92 |
| 2026-05-07 | 4,568 | $28.93 |
| 2026-05-06 | 2 | $28.58 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 44053A515 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.