Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 44134R438
Over the rolling 12-month window, securities of HOTCHKIS & WILEY FDS SMID CAP failed to deliver in the NSCC's Continuous Net Settlement system on 50 settlement days, totaling 6,224 fail shares and peaking at 1,640 shares on 2025-11-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-12 | 75 | $31.98 |
| 2026-08-11 | 77 | $31.96 |
| 2026-08-10 | 77 | $32.07 |
| 2026-08-07 | 77 | $31.79 |
| 2026-08-06 | 2 | $32.02 |
| 2026-07-30 | 1 | $31.75 |
| 2026-07-29 | 1 | $32.00 |
| 2026-06-24 | 5 | $30.09 |
| 2026-06-12 | 1 | $30.39 |
| 2026-06-11 | 1 | $30.01 |
| 2026-05-04 | 5 | $28.95 |
| 2026-04-24 | 4 | $28.75 |
| 2026-04-23 | 11 | $28.79 |
| 2026-04-21 | 2 | $29.12 |
| 2026-04-20 | 2 | $28.96 |
| 2026-03-16 | 1 | $26.89 |
| 2026-03-13 | 1 | $26.92 |
| 2026-03-12 | 1 | $27.36 |
| 2026-03-11 | 1 | $27.41 |
| 2026-03-09 | 7 | $27.79 |
| 2026-03-06 | 7 | $28.32 |
| 2026-03-05 | 7 | $28.64 |
| 2026-02-20 | 2 | $29.29 |
| 2026-02-19 | 4 | $29.37 |
| 2026-02-18 | 3 | $29.19 |
| 2026-02-05 | 1 | $28.98 |
| 2026-01-28 | 2 | $28.18 |
| 2026-01-27 | 3 | $28.30 |
| 2026-01-26 | 3 | $28.21 |
| 2025-12-17 | 8 | $27.33 |
| 2025-12-16 | 8 | $27.55 |
| 2025-12-15 | 8 | $27.56 |
| 2025-12-10 | 3 | $26.80 |
| 2025-12-05 | 4 | $26.85 |
| 2025-12-04 | 300 | $26.86 |
| 2025-12-02 | 3 | $27.02 |
| 2025-12-01 | 2 | $27.14 |
| 2025-11-28 | 2 | $27.09 |
| 2025-11-26 | 482 | $26.98 |
| 2025-11-25 | 482 | $26.45 |
| 2025-11-24 | 482 | $26.26 |
| 2025-11-21 | 939 | $25.49 |
| 2025-11-20 | 1,339 | $25.74 |
| 2025-11-19 | 1,640 | $25.80 |
| 2025-11-18 | 18 | $25.69 |
| 2025-11-17 | 18 | $26.21 |
| 2025-09-15 | 100 | $27.11 |
| 2025-09-12 | 100 | $27.36 |
| 2025-09-11 | 100 | $26.85 |
| 2025-09-10 | 100 | $26.92 |
| 2025-08-15 | 4 | $26.37 |
| 2025-08-14 | 4 | $26.58 |
| 2025-08-13 | 4 | $25.94 |
| 2025-08-01 | 1 | $25.48 |
| 2025-07-31 | 1 | $25.65 |
| 2025-07-30 | 1 | $26.00 |
| 2025-07-29 | 1 | $26.05 |
| 2025-07-28 | 1 | $26.13 |
| 2025-07-25 | 1 | $25.95 |
| 2025-07-15 | 1 | $25.74 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 44134R438 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.