Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45409B321
Over the rolling 12-month window, securities of NEW YORK LIFE INVESTMENTS ETF failed to deliver in the NSCC's Continuous Net Settlement system on 6 settlement days, totaling 89 fail shares and peaking at 38 shares on 2025-06-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-08-21 | 1 | $30.67 |
| 2025-08-20 | 1 | $30.67 |
| 2025-07-15 | 1 | $30.23 |
| 2025-07-14 | 11 | $30.22 |
| 2025-06-13 | 37 | $30.70 |
| 2025-06-12 | 38 | $30.47 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45409B321 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.