Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45783Y137
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 72 settlement days, totaling 1,005,243 fail shares and peaking at 316,554 shares on 2025-08-01. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-05 | 599 | $28.47 |
| 2026-10-02 | 2,297 | $28.34 |
| 2026-09-22 | 449 | $28.67 |
| 2026-09-16 | 884 | $28.61 |
| 2026-09-15 | 478 | $28.74 |
| 2026-08-31 | 2,778 | $29.10 |
| 2026-08-28 | 1,320 | $29.30 |
| 2026-08-27 | 188 | $29.25 |
| 2026-08-25 | 109 | $29.20 |
| 2026-08-24 | 6,098 | $29.32 |
| 2026-08-21 | 10,320 | $29.19 |
| 2026-08-20 | 11,932 | $29.37 |
| 2026-08-19 | 3,787 | $29.26 |
| 2026-08-18 | 3,794 | $29.41 |
| 2026-08-17 | 1,845 | $29.50 |
| 2026-08-14 | 2,138 | $29.43 |
| 2026-08-13 | 15,307 | $29.34 |
| 2026-08-12 | 2,378 | $29.28 |
| 2026-08-11 | 390 | $29.17 |
| 2026-08-07 | 6,775 | $29.11 |
| 2026-08-06 | 17,037 | $29.19 |
| 2026-08-05 | 7,686 | $29.28 |
| 2026-08-04 | 8,850 | $29.04 |
| 2026-08-03 | 4,235 | $28.81 |
| 2026-07-31 | 2,169 | $28.78 |
| 2026-07-17 | 203 | $28.74 |
| 2026-07-13 | 32 | $28.68 |
| 2026-04-16 | 60 | $27.78 |
| 2026-04-15 | 60 | $27.76 |
| 2026-04-14 | 60 | $27.64 |
| 2026-04-13 | 60 | $27.50 |
| 2026-03-26 | 13 | $26.92 |
| 2026-02-17 | 137 | $27.22 |
| 2026-02-13 | 962 | $27.12 |
| 2026-02-11 | 1,177 | $27.30 |
| 2026-02-10 | 589 | $27.32 |
| 2026-02-09 | 622 | $27.25 |
| 2026-01-23 | 137 | $27.33 |
| 2026-01-22 | 137 | $27.28 |
| 2026-01-15 | 78 | $27.13 |
| 2026-01-14 | 155 | $27.08 |
| 2026-01-13 | 164 | $27.10 |
| 2026-01-12 | 176 | $27.06 |
| 2026-01-08 | 29 | $26.89 |
| 2026-01-06 | 40 | $26.85 |
| 2026-01-05 | 48 | $26.65 |
| 2026-01-02 | 48 | $26.53 |
| 2025-12-31 | 68 | $26.62 |
| 2025-12-15 | 48 | $26.64 |
| 2025-11-24 | 3,618 | $25.75 |
| 2025-11-10 | 544 | $26.00 |
| 2025-10-31 | 364 | $26.14 |
| 2025-10-30 | 681 | $26.20 |
| 2025-10-29 | 30 | $26.30 |
| 2025-10-21 | 800 | $26.29 |
| 2025-10-14 | 400 | $26.10 |
| 2025-10-08 | 1,032 | $26.08 |
| 2025-10-07 | 1,035 | $26.20 |
| 2025-10-06 | 1,107 | $26.14 |
| 2025-10-03 | 1,107 | $26.10 |
| 2025-09-30 | 10,542 | $26.00 |
| 2025-09-29 | 18,956 | $25.97 |
| 2025-09-26 | 18,445 | $25.88 |
| 2025-09-25 | 15,921 | $25.97 |
| 2025-09-24 | 18,465 | $26.08 |
| 2025-09-23 | 3,503 | $26.09 |
| 2025-09-22 | 4,856 | $25.99 |
| 2025-09-19 | 6,900 | $26.07 |
| 2025-09-18 | 9,137 | $25.80 |
| 2025-09-17 | 2,300 | $25.81 |
| 2025-09-16 | 4,737 | $25.82 |
| 2025-09-15 | 3,833 | $25.80 |
| 2025-09-12 | 5,092 | $25.90 |
| 2025-09-11 | 301 | $25.71 |
| 2025-09-10 | 301 | $25.72 |
| 2025-08-28 | 6,940 | $25.62 |
| 2025-08-27 | 6,127 | $25.54 |
| 2025-08-26 | 7,139 | $25.47 |
| 2025-08-25 | 1,300 | $25.58 |
| 2025-08-22 | 6,869 | $25.11 |
| 2025-08-21 | 1,300 | $25.08 |
| 2025-08-18 | 90 | $25.15 |
| 2025-08-14 | 344 | $25.36 |
| 2025-08-12 | 2,123 | $24.77 |
| 2025-08-11 | 7,300 | $24.78 |
| 2025-08-08 | 5,060 | $24.73 |
| 2025-08-07 | 6,430 | $24.80 |
| 2025-08-06 | 4,080 | $24.82 |
| 2025-08-05 | 4,014 | $24.74 |
| 2025-08-04 | 231,376 | $24.47 |
Showing 90 most recent of 99.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45783Y137 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.