Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45783Y228
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 116 settlement days, totaling 2,123,840 fail shares and peaking at 1,502,776 shares on 2025-08-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 72,627 | $30.99 |
| 2026-09-29 | 2,632 | $30.99 |
| 2026-09-28 | 2,389 | $31.00 |
| 2026-09-25 | 795 | $30.97 |
| 2026-09-24 | 87 | $30.95 |
| 2026-09-23 | 287 | $30.97 |
| 2026-09-22 | 420 | $30.96 |
| 2026-09-21 | 420 | $30.92 |
| 2026-09-15 | 432 | $30.91 |
| 2026-09-14 | 452 | $30.95 |
| 2026-09-11 | 34,346 | $30.91 |
| 2026-09-04 | 2,830 | $31.15 |
| 2026-09-03 | 2,230 | $31.08 |
| 2026-09-01 | 451 | $31.09 |
| 2026-08-26 | 1,249 | $31.35 |
| 2026-08-24 | 827 | $31.38 |
| 2026-08-21 | 827 | $31.27 |
| 2026-08-20 | 28 | $31.42 |
| 2026-08-11 | 107 | $31.31 |
| 2026-08-06 | 438 | $31.30 |
| 2026-07-31 | 100 | $31.00 |
| 2026-07-30 | 108 | $30.75 |
| 2026-07-29 | 8 | $31.00 |
| 2026-07-28 | 361 | $30.96 |
| 2026-07-27 | 361 | $30.86 |
| 2026-07-22 | 3 | $31.12 |
| 2026-07-21 | 3 | $30.91 |
| 2026-07-20 | 35 | $30.98 |
| 2026-07-17 | 1,738 | $31.04 |
| 2026-07-16 | 1,039 | $31.04 |
| 2026-07-15 | 1,523 | $30.98 |
| 2026-07-10 | 306 | $31.05 |
| 2026-07-09 | 37,403 | $30.92 |
| 2026-07-08 | 30,100 | $31.00 |
| 2026-07-07 | 21,900 | $31.11 |
| 2026-07-06 | 20,490 | $30.99 |
| 2026-07-02 | 10,623 | $31.07 |
| 2026-07-01 | 34,954 | $31.08 |
| 2026-06-30 | 9,488 | $31.09 |
| 2026-06-26 | 2,386 | $31.07 |
| 2026-06-23 | 152 | $31.07 |
| 2026-06-22 | 1,383 | $31.07 |
| 2026-06-18 | 1,118 | $31.03 |
| 2026-06-16 | 276 | $31.03 |
| 2026-06-15 | 449 | $31.01 |
| 2026-06-12 | 601 | $30.97 |
| 2026-06-04 | 148 | $30.94 |
| 2026-06-02 | 933 | $30.92 |
| 2026-06-01 | 431 | $30.92 |
| 2026-05-29 | 431 | $30.94 |
| 2026-05-28 | 232 | $30.89 |
| 2026-05-26 | 682 | $30.81 |
| 2026-05-22 | 750 | $30.76 |
| 2026-05-21 | 20 | $30.70 |
| 2026-05-18 | 962 | $30.60 |
| 2026-05-15 | 280 | $30.71 |
| 2026-05-14 | 9 | $30.68 |
| 2026-05-12 | 133 | $30.68 |
| 2026-05-11 | 701 | $30.71 |
| 2026-05-08 | 1,166 | $30.65 |
| 2026-05-04 | 38 | $30.55 |
| 2026-05-01 | 289 | $30.50 |
| 2026-04-29 | 2,221 | $30.41 |
| 2026-04-28 | 322 | $30.47 |
| 2026-04-27 | 26 | $30.45 |
| 2026-04-08 | 110 | $29.48 |
| 2026-04-07 | 108 | $29.52 |
| 2026-04-06 | 2,541 | $29.42 |
| 2026-04-02 | 5,691 | $29.32 |
| 2026-04-01 | 79,651 | $29.29 |
| 2026-03-26 | 946 | $29.67 |
| 2026-03-10 | 225 | $29.66 |
| 2026-03-09 | 225 | $29.52 |
| 2026-03-06 | 321 | $29.72 |
| 2026-03-05 | 548 | $29.86 |
| 2026-03-04 | 1,705 | $29.70 |
| 2026-02-26 | 32,401 | $29.87 |
| 2026-02-25 | 32,398 | $29.81 |
| 2026-02-24 | 32,591 | $29.73 |
| 2026-02-23 | 33,493 | $29.74 |
| 2026-02-19 | 518 | $29.76 |
| 2026-02-18 | 518 | $29.77 |
| 2026-02-13 | 1,233 | $29.66 |
| 2026-02-06 | 90 | $29.44 |
| 2026-02-03 | 84 | $29.65 |
| 2026-02-02 | 81 | $29.62 |
| 2026-01-29 | 631 | $29.66 |
| 2026-01-27 | 295 | $29.68 |
| 2026-01-26 | 295 | $29.66 |
| 2026-01-08 | 103 | $29.39 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45783Y228 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.