Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45784N502
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 160 settlement days, totaling 180,797 fail shares and peaking at 6,151 shares on 2025-10-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 2,175 | $31.43 |
| 2026-09-28 | 728 | $31.56 |
| 2026-09-25 | 393 | $31.52 |
| 2026-09-24 | 1,971 | $31.56 |
| 2026-09-16 | 299 | $31.84 |
| 2026-09-09 | 1,706 | $32.62 |
| 2026-09-08 | 2,474 | $32.79 |
| 2026-08-28 | 131 | $33.10 |
| 2026-08-27 | 2,597 | $32.99 |
| 2026-08-26 | 1,226 | $33.06 |
| 2026-08-25 | 690 | $32.94 |
| 2026-08-24 | 13,454 | $33.10 |
| 2026-08-21 | 6,671 | $32.88 |
| 2026-08-20 | 2,577 | $33.27 |
| 2026-08-11 | 15 | $33.08 |
| 2026-08-10 | 15 | $33.13 |
| 2026-08-06 | 1,113 | $32.99 |
| 2026-08-05 | 1,113 | $33.01 |
| 2026-08-04 | 37 | $32.72 |
| 2026-08-03 | 328 | $32.31 |
| 2026-07-31 | 497 | $32.38 |
| 2026-07-30 | 324 | $32.13 |
| 2026-07-28 | 110 | $32.42 |
| 2026-07-27 | 110 | $32.23 |
| 2026-07-24 | 30 | $32.23 |
| 2026-07-23 | 17,226 | $32.44 |
| 2026-07-22 | 1,178 | $32.69 |
| 2026-07-20 | 439 | $32.60 |
| 2026-07-16 | 224 | $32.66 |
| 2026-07-15 | 307 | $32.49 |
| 2026-07-14 | 344 | $32.41 |
| 2026-07-13 | 16 | $32.56 |
| 2026-07-10 | 16 | $32.66 |
| 2026-07-09 | 16 | $32.29 |
| 2026-07-08 | 16 | $32.61 |
| 2026-07-06 | 176 | $32.59 |
| 2026-07-01 | 198 | $32.78 |
| 2026-06-30 | 60 | $32.63 |
| 2026-06-26 | 2 | $32.06 |
| 2026-06-25 | 3,488 | $31.97 |
| 2026-06-24 | 12,737 | $31.70 |
| 2026-06-23 | 2,285 | $31.63 |
| 2026-06-22 | 774 | $31.70 |
| 2026-06-18 | 7,281 | $31.31 |
| 2026-05-22 | 430 | $30.34 |
| 2026-05-21 | 759 | $30.22 |
| 2026-05-19 | 33 | $29.92 |
| 2026-05-18 | 33 | $29.91 |
| 2026-05-13 | 727 | $30.35 |
| 2026-05-12 | 361 | $30.53 |
| 2026-05-11 | 146 | $30.64 |
| 2026-05-08 | 146 | $30.39 |
| 2026-05-05 | 303 | $30.08 |
| 2026-04-23 | 1,734 | $30.15 |
| 2026-04-22 | 1,770 | $30.18 |
| 2026-04-21 | 1,761 | $30.16 |
| 2026-04-20 | 1 | $30.13 |
| 2026-04-17 | 2,765 | $30.07 |
| 2026-04-16 | 2,156 | $29.93 |
| 2026-04-15 | 3,983 | $29.86 |
| 2026-04-14 | 225 | $29.89 |
| 2026-04-13 | 225 | $29.75 |
| 2026-04-10 | 1,540 | $29.85 |
| 2026-04-09 | 1,759 | $29.82 |
| 2026-04-07 | 197 | $29.42 |
| 2026-04-01 | 26 | $29.04 |
| 2026-03-23 | 719 | $28.30 |
| 2026-03-20 | 330 | $28.68 |
| 2026-03-19 | 100 | $28.63 |
| 2026-03-13 | 4,845 | $28.64 |
| 2026-03-12 | 5,819 | $29.03 |
| 2026-03-11 | 2,457 | $29.06 |
| 2026-03-05 | 670 | $29.82 |
| 2026-03-04 | 599 | $29.66 |
| 2026-03-03 | 958 | $29.90 |
| 2026-02-27 | 614 | $29.95 |
| 2026-02-26 | 1,474 | $29.78 |
| 2026-02-25 | 162 | $29.63 |
| 2026-02-24 | 162 | $29.36 |
| 2026-02-20 | 1,317 | $29.77 |
| 2026-02-19 | 236 | $29.79 |
| 2026-02-18 | 699 | $29.64 |
| 2026-02-13 | 340 | $29.41 |
| 2026-02-12 | 134 | $29.81 |
| 2026-02-10 | 566 | $30.00 |
| 2026-02-05 | 1,716 | $29.57 |
| 2026-02-04 | 710 | $29.56 |
| 2026-02-03 | 8 | $29.52 |
| 2026-01-28 | 23 | $29.60 |
| 2026-01-27 | 663 | $29.57 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45784N502 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.