Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45784N668
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 89 settlement days, totaling 1,304,271 fail shares and peaking at 351,471 shares on 2026-05-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 113 | $29.88 |
| 2026-09-25 | 67 | $29.81 |
| 2026-09-23 | 31 | $30.18 |
| 2026-09-22 | 40 | $30.04 |
| 2026-09-17 | 107 | $29.97 |
| 2026-09-15 | 709 | $30.15 |
| 2026-09-14 | 948 | $30.21 |
| 2026-09-11 | 177 | $30.07 |
| 2026-08-28 | 24 | $30.74 |
| 2026-08-26 | 142 | $30.67 |
| 2026-08-19 | 240 | $30.71 |
| 2026-08-18 | 187 | $30.84 |
| 2026-08-12 | 4 | $30.69 |
| 2026-08-10 | 10 | $30.70 |
| 2026-07-30 | 424 | $30.04 |
| 2026-07-29 | 118 | $30.24 |
| 2026-07-28 | 62 | $30.20 |
| 2026-07-24 | 260 | $30.13 |
| 2026-07-23 | 333 | $30.25 |
| 2026-07-22 | 480 | $30.37 |
| 2026-07-21 | 27 | $30.18 |
| 2026-07-17 | 73 | $30.29 |
| 2026-07-13 | 38 | $30.29 |
| 2026-06-25 | 551 | $30.19 |
| 2026-06-24 | 489 | $30.18 |
| 2026-06-23 | 156 | $30.25 |
| 2026-06-22 | 453 | $30.18 |
| 2026-06-18 | 826 | $29.88 |
| 2026-06-17 | 33 | $30.03 |
| 2026-06-16 | 1,842 | $30.12 |
| 2026-06-15 | 861 | $29.99 |
| 2026-06-12 | 651 | $29.86 |
| 2026-06-11 | 1,041 | $29.44 |
| 2026-06-10 | 3,547 | $29.57 |
| 2026-06-09 | 1,699 | $29.54 |
| 2026-06-08 | 1,328 | $29.41 |
| 2026-06-05 | 251 | $29.93 |
| 2026-06-04 | 63 | $29.67 |
| 2026-06-03 | 442,448 | $29.87 |
| 2026-06-02 | 268 | $29.77 |
| 2026-06-01 | 498 | $29.86 |
| 2026-05-29 | 3,911 | $29.88 |
| 2026-05-28 | 33,437 | $29.82 |
| 2026-05-27 | 51,829 | $29.77 |
| 2026-05-26 | 53,998 | $29.57 |
| 2026-05-22 | 46,870 | $29.42 |
| 2026-05-21 | 109,809 | $29.36 |
| 2026-05-20 | 44,884 | $28.92 |
| 2026-05-19 | 33,750 | $29.08 |
| 2026-05-18 | 20,902 | $29.14 |
| 2026-05-15 | 12,633 | $29.47 |
| 2026-05-14 | 4,754 | $29.37 |
| 2026-05-13 | 1,674 | $29.38 |
| 2026-05-12 | 13,355 | $29.59 |
| 2026-05-11 | 97,365 | $29.55 |
| 2026-05-08 | 56,818 | $29.41 |
| 2026-05-07 | 47,079 | $29.62 |
| 2026-05-06 | 15,989 | $29.38 |
| 2026-05-05 | 30,092 | $29.15 |
| 2026-05-04 | 351,471 | $29.26 |
| 2026-05-01 | 2,552 | $29.22 |
| 2026-04-29 | 2,865 | $29.17 |
| 2026-04-28 | 2,397 | $29.18 |
| 2026-04-27 | 427 | $29.14 |
| 2026-04-23 | 742 | $29.16 |
| 2026-04-22 | 742 | $29.15 |
| 2026-04-20 | 37,990 | $29.15 |
| 2026-04-10 | 91 | $29.05 |
| 2026-04-09 | 191 | $29.01 |
| 2026-04-08 | 321 | $28.85 |
| 2026-04-07 | 469 | $28.91 |
| 2026-04-06 | 754 | $28.84 |
| 2026-04-02 | 752 | $28.80 |
| 2026-04-01 | 767 | $28.73 |
| 2026-03-06 | 50 | $28.68 |
| 2026-03-05 | 220 | $28.79 |
| 2026-03-04 | 220 | $28.71 |
| 2026-01-07 | 1 | $28.50 |
| 2026-01-06 | 1 | $28.44 |
| 2026-01-05 | 45 | $28.36 |
| 2026-01-02 | 45 | $28.29 |
| 2025-12-29 | 300 | $28.36 |
| 2025-12-26 | 300 | $28.36 |
| 2025-12-24 | 454 | $28.35 |
| 2025-12-23 | 454 | $28.37 |
| 2025-12-22 | 254 | $28.29 |
| 2025-12-12 | 213 | $28.30 |
| 2025-12-11 | 213 | $28.22 |
| 2025-11-04 | 90 | $27.74 |
| 2025-11-03 | 90 | $27.80 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45784N668 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.