Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45784N783
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 72 settlement days, totaling 3,117,889 fail shares and peaking at 1,560,436 shares on 2025-08-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 6 | $30.58 |
| 2026-09-28 | 50 | $30.79 |
| 2026-09-25 | 49 | $30.75 |
| 2026-09-24 | 84 | $30.78 |
| 2026-07-23 | 10 | $31.00 |
| 2026-07-22 | 10 | $31.12 |
| 2026-07-21 | 10 | $30.93 |
| 2026-07-20 | 10 | $30.96 |
| 2026-07-09 | 299 | $30.85 |
| 2026-07-07 | 30 | $31.08 |
| 2026-06-30 | 11 | $30.96 |
| 2026-06-23 | 164 | $30.92 |
| 2026-06-22 | 282 | $30.80 |
| 2026-06-18 | 84 | $30.55 |
| 2026-06-17 | 252 | $30.69 |
| 2026-06-16 | 252 | $30.74 |
| 2026-06-10 | 26 | $30.27 |
| 2026-06-02 | 1,678 | $30.44 |
| 2026-06-01 | 1,574 | $30.48 |
| 2026-05-29 | 1,524 | $30.54 |
| 2026-04-16 | 445 | $29.42 |
| 2026-04-15 | 1,745 | $29.37 |
| 2026-04-14 | 1,266 | $29.20 |
| 2026-04-06 | 1,071 | $28.30 |
| 2026-04-02 | 2,737 | $28.19 |
| 2026-04-01 | 1,078 | $28.09 |
| 2026-03-31 | 1,078 | $27.54 |
| 2026-03-27 | 510 | $27.99 |
| 2026-03-25 | 383 | $28.09 |
| 2026-03-24 | 351 | $28.04 |
| 2026-03-23 | 101 | $27.65 |
| 2026-03-19 | 1,941 | $27.99 |
| 2026-03-18 | 1,588 | $28.23 |
| 2026-03-17 | 1,008 | $28.13 |
| 2026-03-16 | 274 | $27.93 |
| 2026-03-13 | 1,264 | $27.97 |
| 2026-03-12 | 1,506 | $28.33 |
| 2026-03-11 | 3,186 | $28.32 |
| 2026-03-10 | 3,651 | $28.40 |
| 2026-03-09 | 6,098 | $28.18 |
| 2026-03-06 | 6,779 | $28.57 |
| 2026-03-05 | 5,690 | $28.91 |
| 2026-03-04 | 446 | $28.70 |
| 2026-03-03 | 26,782 | $29.01 |
| 2026-03-02 | 10,332 | $28.82 |
| 2026-02-27 | 12,317 | $29.13 |
| 2026-02-26 | 16,044 | $28.99 |
| 2026-02-25 | 1,268 | $28.92 |
| 2026-02-24 | 1,011 | $28.78 |
| 2026-02-23 | 763 | $29.04 |
| 2026-02-20 | 4,487 | $28.96 |
| 2026-02-19 | 16,544 | $28.99 |
| 2026-02-18 | 12,160 | $28.95 |
| 2026-02-17 | 55 | $28.90 |
| 2026-02-13 | 2,949 | $28.76 |
| 2026-02-12 | 2,706 | $29.03 |
| 2026-02-11 | 2,521 | $29.08 |
| 2026-02-10 | 656 | $29.12 |
| 2026-02-09 | 14,419 | $29.04 |
| 2026-02-06 | 30,742 | $28.51 |
| 2026-02-05 | 26,064 | $28.77 |
| 2026-02-04 | 7,636 | $28.89 |
| 2026-02-03 | 321,722 | $28.84 |
| 2026-02-02 | 172,952 | $28.79 |
| 2026-01-30 | 6,455 | $29.11 |
| 2026-01-29 | 4,263 | $29.01 |
| 2026-01-28 | 4,751 | $29.13 |
| 2026-01-22 | 19 | $29.11 |
| 2026-01-21 | 19 | $28.78 |
| 2025-12-19 | 541 | $27.51 |
| 2025-12-18 | 541 | $27.33 |
| 2025-12-17 | 541 | $27.61 |
| 2025-12-16 | 541 | $27.66 |
| 2025-09-16 | 798,192 | $26.47 |
| 2025-09-11 | 2,211 | $26.25 |
| 2025-09-10 | 3 | $26.31 |
| 2025-08-14 | 1,560,436 | $25.90 |
| 2025-08-05 | 59 | $25.15 |
| 2025-08-04 | 59 | $24.86 |
| 2025-07-29 | 360 | $25.42 |
| 2025-07-28 | 360 | $25.44 |
| 2025-07-25 | 360 | $25.45 |
| 2025-07-18 | 3,108 | $25.38 |
| 2025-07-17 | 3,278 | $25.21 |
| 2025-07-03 | 200 | $25.22 |
| 2025-07-01 | 97 | $24.91 |
| 2025-06-26 | 157 | $24.66 |
| 2025-06-25 | 472 | $24.81 |
| 2025-06-24 | 489 | $24.60 |
| 2025-06-20 | 262 | $24.48 |
Showing 90 most recent of 91.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45784N783 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.