Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45784N833
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 112 settlement days, totaling 731,917 fail shares and peaking at 231,370 shares on 2026-01-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-13 | 173 | $28.40 |
| 2026-07-10 | 173 | $28.41 |
| 2026-05-15 | 85 | $27.59 |
| 2026-05-14 | 85 | $27.49 |
| 2026-04-17 | 387 | $27.01 |
| 2026-04-14 | 29 | $26.75 |
| 2026-04-13 | 129 | $26.57 |
| 2026-04-01 | 1,033 | $25.70 |
| 2026-03-31 | 1,270 | $25.24 |
| 2026-03-16 | 35 | $25.55 |
| 2026-03-13 | 66 | $25.58 |
| 2026-03-03 | 1 | $26.46 |
| 2026-02-24 | 6 | $26.27 |
| 2026-02-20 | 123 | $26.53 |
| 2026-02-19 | 321 | $26.44 |
| 2026-02-05 | 547 | $26.34 |
| 2026-02-02 | 38 | $26.23 |
| 2026-01-30 | 1,101 | $26.46 |
| 2026-01-23 | 969 | $26.67 |
| 2026-01-22 | 2,169 | $26.62 |
| 2026-01-21 | 1,185 | $26.37 |
| 2026-01-20 | 312 | $26.53 |
| 2026-01-16 | 782 | $26.49 |
| 2026-01-15 | 622 | $26.41 |
| 2026-01-14 | 216 | $26.32 |
| 2026-01-13 | 257 | $26.27 |
| 2026-01-08 | 988 | $26.04 |
| 2026-01-07 | 231,370 | $26.09 |
| 2026-01-05 | 485 | $25.70 |
| 2026-01-02 | 485 | $25.54 |
| 2025-12-30 | 350 | $25.75 |
| 2025-12-29 | 1,750 | $25.81 |
| 2025-12-26 | 4,772 | $25.88 |
| 2025-12-24 | 4,701 | $25.83 |
| 2025-12-23 | 5,630 | $25.89 |
| 2025-12-22 | 10,070 | $25.75 |
| 2025-12-19 | 9,983 | $25.65 |
| 2025-12-18 | 3,664 | $25.53 |
| 2025-12-17 | 2,356 | $25.67 |
| 2025-12-15 | 2,637 | $25.81 |
| 2025-12-12 | 12,925 | $26.01 |
| 2025-12-11 | 3,788 | $25.84 |
| 2025-12-10 | 1,938 | $25.65 |
| 2025-12-09 | 7,895 | $25.57 |
| 2025-12-08 | 83,646 | $25.63 |
| 2025-12-05 | 1,699 | $25.69 |
| 2025-12-04 | 2,162 | $25.61 |
| 2025-12-03 | 9,720 | $25.35 |
| 2025-12-02 | 2,729 | $25.38 |
| 2025-12-01 | 2,249 | $25.45 |
| 2025-11-28 | 897 | $25.35 |
| 2025-11-26 | 1,118 | $25.18 |
| 2025-11-25 | 304 | $24.92 |
| 2025-11-24 | 88 | $24.84 |
| 2025-11-18 | 901 | $24.82 |
| 2025-11-17 | 1,632 | $24.96 |
| 2025-11-14 | 5 | $24.95 |
| 2025-11-13 | 5 | $25.30 |
| 2025-11-12 | 4,283 | $25.34 |
| 2025-11-10 | 6,146 | $25.23 |
| 2025-11-07 | 890 | $25.22 |
| 2025-11-06 | 890 | $25.44 |
| 2025-10-27 | 449 | $25.88 |
| 2025-10-24 | 2,225 | $25.67 |
| 2025-10-20 | 1,223 | $25.56 |
| 2025-10-17 | 1,422 | $25.69 |
| 2025-10-16 | 208 | $26.00 |
| 2025-10-15 | 1,240 | $25.89 |
| 2025-10-14 | 3,638 | $25.59 |
| 2025-10-10 | 1,127 | $25.63 |
| 2025-10-09 | 219 | $25.73 |
| 2025-10-08 | 219 | $25.58 |
| 2025-10-07 | 358 | $25.74 |
| 2025-10-06 | 211 | $25.70 |
| 2025-10-03 | 58,466 | $25.58 |
| 2025-10-02 | 5,010 | $25.50 |
| 2025-10-01 | 4,814 | $25.47 |
| 2025-09-26 | 113 | $25.34 |
| 2025-09-23 | 1,527 | $25.65 |
| 2025-09-19 | 2,025 | $25.69 |
| 2025-09-18 | 159,433 | $25.29 |
| 2025-09-17 | 766 | $25.29 |
| 2025-09-12 | 19,505 | $25.37 |
| 2025-09-11 | 1,441 | $25.11 |
| 2025-09-10 | 2,255 | $25.15 |
| 2025-09-05 | 4,624 | $25.18 |
| 2025-09-04 | 6,073 | $24.99 |
| 2025-09-03 | 3,698 | $25.03 |
| 2025-09-02 | 349 | $25.08 |
| 2025-08-29 | 384 | $25.16 |
Showing 90 most recent of 114.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45784N833 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.