Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 45784N866
Over the rolling 12-month window, securities of INNOVATOR ETFS TR U S SMALL CA failed to deliver in the NSCC's Continuous Net Settlement system on 59 settlement days, totaling 576,533 fail shares and peaking at 320,657 shares on 2025-11-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-19 | 18 | $32.27 |
| 2026-05-14 | 28,391 | $30.72 |
| 2026-03-18 | 15,775 | $28.82 |
| 2026-03-13 | 8 | $28.57 |
| 2026-03-12 | 8 | $28.88 |
| 2026-03-11 | 478 | $28.93 |
| 2026-03-10 | 844 | $28.97 |
| 2026-01-07 | 364 | $29.05 |
| 2026-01-06 | 364 | $28.85 |
| 2026-01-05 | 290 | $28.63 |
| 2025-12-23 | 67 | $28.84 |
| 2025-12-22 | 74 | $28.65 |
| 2025-12-19 | 74 | $28.56 |
| 2025-12-18 | 203 | $28.39 |
| 2025-12-17 | 7 | $28.61 |
| 2025-12-04 | 880 | $28.53 |
| 2025-12-03 | 18 | $28.24 |
| 2025-12-02 | 8,757 | $28.25 |
| 2025-12-01 | 33,433 | $28.48 |
| 2025-11-28 | 7,006 | $28.34 |
| 2025-11-26 | 504 | $28.23 |
| 2025-11-24 | 4,250 | $27.58 |
| 2025-11-21 | 6,095 | $27.15 |
| 2025-11-20 | 2,495 | $27.45 |
| 2025-11-19 | 369 | $27.49 |
| 2025-11-18 | 2,554 | $27.43 |
| 2025-11-17 | 6,528 | $27.70 |
| 2025-11-14 | 5,917 | $27.60 |
| 2025-11-13 | 2,972 | $28.07 |
| 2025-11-12 | 54,640 | $28.10 |
| 2025-11-10 | 10,658 | $27.96 |
| 2025-11-07 | 8,489 | $27.88 |
| 2025-11-06 | 5,336 | $28.12 |
| 2025-11-05 | 17,438 | $27.91 |
| 2025-11-04 | 12,751 | $28.15 |
| 2025-11-03 | 320,657 | $28.22 |
| 2025-10-31 | 705 | $28.04 |
| 2025-10-30 | 725 | $28.21 |
| 2025-10-29 | 824 | $28.46 |
| 2025-10-28 | 5,911 | $28.58 |
| 2025-10-27 | 1,743 | $28.50 |
| 2025-10-24 | 594 | $28.15 |
| 2025-10-23 | 1,134 | $27.81 |
| 2025-10-06 | 1 | $28.00 |
| 2025-10-03 | 10 | $27.80 |
| 2025-10-02 | 10 | $27.68 |
| 2025-10-01 | 10 | $27.61 |
| 2025-09-05 | 32 | $27.05 |
| 2025-08-14 | 20 | $26.58 |
| 2025-07-09 | 50 | $25.86 |
| 2025-06-30 | 512 | $25.45 |
| 2025-06-27 | 1,468 | $25.44 |
| 2025-06-26 | 1,468 | $25.21 |
| 2025-06-16 | 200 | $24.94 |
| 2025-06-13 | 200 | $25.21 |
| 2025-06-12 | 200 | $25.28 |
| 2025-06-10 | 830 | $25.26 |
| 2025-06-09 | 357 | $25.17 |
| 2025-06-06 | 357 | $24.94 |
| 2025-06-02 | 478 | $24.75 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 45784N866 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.