Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 46137V597
Over the rolling 12-month window, securities of INVESCO RAFI US 1500 SMALL-MID failed to deliver in the NSCC's Continuous Net Settlement system on 54 settlement days, totaling 79,896 fail shares and peaking at 29,024 shares on 2026-03-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 597 | $52.83 |
| 2026-10-09 | 113 | $52.82 |
| 2026-10-08 | 148 | $52.73 |
| 2026-07-01 | 3,840 | $55.77 |
| 2026-06-30 | 10,109 | $55.24 |
| 2026-06-22 | 23,100 | $53.31 |
| 2026-06-18 | 2,453 | $52.34 |
| 2026-06-16 | 48 | $53.13 |
| 2026-05-13 | 1 | $50.58 |
| 2026-04-07 | 116 | $46.67 |
| 2026-03-31 | 1,000 | $44.47 |
| 2026-03-23 | 2,459 | $44.97 |
| 2026-03-18 | 46 | $46.32 |
| 2026-03-17 | 6,060 | $45.92 |
| 2026-03-16 | 390 | $45.49 |
| 2026-03-13 | 29,024 | $45.65 |
| 2026-03-03 | 1,184 | $48.82 |
| 2026-02-27 | 7,217 | $49.12 |
| 2026-02-26 | 2 | $48.71 |
| 2026-02-05 | 13,892 | $47.92 |
| 2026-01-14 | 1 | $48.41 |
| 2026-01-12 | 344 | $48.26 |
| 2025-11-24 | 2 | $43.99 |
| 2025-11-12 | 1,642 | $45.43 |
| 2025-10-21 | 458 | $45.89 |
| 2025-10-15 | 59 | $45.51 |
| 2025-10-06 | 150 | $45.93 |
| 2025-09-22 | 314 | $45.83 |
| 2025-09-19 | 314 | $46.33 |
| 2025-09-18 | 724 | $45.36 |
| 2025-09-17 | 985 | $45.30 |
| 2025-08-19 | 81 | $43.22 |
| 2025-08-18 | 214 | $43.01 |
| 2025-08-15 | 81 | $43.17 |
| 2025-08-12 | 110 | $41.61 |
| 2025-08-07 | 88 | $41.69 |
| 2025-08-05 | 91 | $41.54 |
| 2025-08-04 | 85 | $40.68 |
| 2025-07-30 | 447 | $42.15 |
| 2025-07-22 | 268 | $41.85 |
| 2025-07-17 | 31 | $41.56 |
| 2025-07-15 | 103 | $42.06 |
| 2025-07-11 | 495 | $42.32 |
| 2025-07-09 | 786 | $41.78 |
| 2025-07-08 | 326 | $41.51 |
| 2025-07-07 | 193 | $42.09 |
| 2025-07-03 | 260 | $41.75 |
| 2025-06-26 | 160 | $40.02 |
| 2025-06-25 | 7,344 | $40.44 |
| 2025-06-24 | 59 | $39.91 |
| 2025-06-20 | 19 | $39.72 |
| 2025-06-18 | 38 | $39.59 |
| 2025-06-17 | 321 | $39.88 |
| 2025-06-16 | 232 | $39.41 |
| 2025-06-13 | 378 | $40.16 |
| 2025-06-12 | 229 | $40.34 |
| 2025-06-11 | 87 | $40.49 |
| 2025-06-09 | 139 | $40.09 |
| 2025-06-06 | 76 | $39.53 |
| 2025-06-05 | 44 | $39.53 |
| 2025-06-03 | 614 | $39.02 |
| 2025-06-02 | 113 | $39.05 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 46137V597 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.