Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 464287382
Over the rolling 12-month window, securities of ISHARES JPX-NIKKEI 400 ETF failed to deliver in the NSCC's Continuous Net Settlement system on 56 settlement days, totaling 556,966 fail shares and peaking at 150,000 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 285 | $102.33 |
| 2026-09-29 | 167 | $102.96 |
| 2026-09-18 | 13 | $104.57 |
| 2026-09-17 | 455 | $103.58 |
| 2026-09-11 | 96 | $102.48 |
| 2026-09-02 | 15 | $102.09 |
| 2026-09-01 | 37 | $102.51 |
| 2026-08-31 | 57 | $102.78 |
| 2026-08-28 | 57 | $102.60 |
| 2026-08-27 | 22 | $102.27 |
| 2026-08-13 | 171 | $104.71 |
| 2026-08-12 | 173 | $103.40 |
| 2026-08-10 | 300 | $104.03 |
| 2026-08-07 | 361 | $102.21 |
| 2026-08-03 | 3 | $99.47 |
| 2026-07-30 | 188 | $96.27 |
| 2026-07-28 | 6 | $98.21 |
| 2026-07-15 | 60 | $100.17 |
| 2026-06-24 | 427 | $98.48 |
| 2026-06-23 | 261 | $102.14 |
| 2026-06-22 | 167 | $101.73 |
| 2026-06-18 | 60 | $100.24 |
| 2026-06-15 | 277 | $98.64 |
| 2026-06-12 | 239 | $98.01 |
| 2026-06-08 | 815 | $96.92 |
| 2026-06-04 | 15 | $100.06 |
| 2026-06-03 | 35 | $99.93 |
| 2026-06-02 | 35 | $99.44 |
| 2026-06-01 | 21 | $100.06 |
| 2026-05-22 | 100 | $97.96 |
| 2026-05-21 | 33 | $98.04 |
| 2026-05-18 | 142 | $98.51 |
| 2026-05-15 | 34 | $99.96 |
| 2026-05-06 | 41 | $96.05 |
| 2026-05-05 | 44 | $95.19 |
| 2026-05-04 | 44 | $95.40 |
| 2026-04-14 | 29 | $95.25 |
| 2026-04-08 | 1,048 | $92.44 |
| 2026-04-06 | 8,320 | $92.16 |
| 2026-04-02 | 150,000 | $93.41 |
| 2026-03-31 | 45 | $88.40 |
| 2026-03-04 | 4,318 | $93.89 |
| 2026-03-03 | 29,856 | $97.72 |
| 2026-02-25 | 1,634 | $98.68 |
| 2026-02-24 | 6,831 | $98.72 |
| 2026-02-23 | 61,585 | $98.83 |
| 2026-02-20 | 37,693 | $98.40 |
| 2026-02-19 | 130,967 | $98.64 |
| 2026-02-18 | 45,593 | $99.13 |
| 2026-02-17 | 2,346 | $100.77 |
| 2026-02-11 | 232 | $100.07 |
| 2026-02-10 | 1,387 | $98.00 |
| 2026-02-09 | 208 | $95.82 |
| 2026-02-06 | 248 | $92.53 |
| 2026-02-04 | 859 | $92.86 |
| 2026-02-03 | 142 | $91.90 |
| 2026-02-02 | 591 | $92.02 |
| 2026-01-30 | 463 | $92.34 |
| 2026-01-28 | 23,354 | $92.18 |
| 2026-01-27 | 34,570 | $90.99 |
| 2026-01-26 | 10,788 | $90.88 |
| 2026-01-22 | 103 | $90.74 |
| 2026-01-21 | 103 | $89.65 |
| 2026-01-07 | 237 | $88.82 |
| 2026-01-06 | 342 | $89.01 |
| 2025-12-31 | 25 | $86.89 |
| 2025-12-30 | 66 | $86.89 |
| 2025-12-29 | 19 | $86.82 |
| 2025-12-16 | 16 | $89.92 |
| 2025-12-11 | 174 | $88.98 |
| 2025-12-10 | 197 | $88.24 |
| 2025-12-08 | 173 | $88.38 |
| 2025-12-05 | 173 | $88.36 |
| 2025-11-28 | 49 | $87.87 |
| 2025-11-26 | 46 | $86.57 |
| 2025-11-21 | 197 | $83.88 |
| 2025-11-12 | 163 | $88.14 |
| 2025-11-10 | 245 | $87.77 |
| 2025-11-07 | 33 | $87.45 |
| 2025-10-07 | 406 | $88.11 |
| 2025-08-12 | 11 | $82.96 |
| 2025-07-29 | 361 | $79.07 |
| 2025-07-17 | 268 | $77.01 |
| 2025-07-01 | 1 | $80.12 |
| 2025-06-12 | 13 | $78.66 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 464287382 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.