Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 464287606
Over the rolling 12-month window, securities of ISHARES S&P MIDCAP 400 GROWTH failed to deliver in the NSCC's Continuous Net Settlement system on 59 settlement days, totaling 1,279,125 fail shares and peaking at 1,083,598 shares on 2026-03-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 8,128 | $111.10 |
| 2026-10-09 | 12,204 | $110.90 |
| 2026-10-06 | 3,096 | $112.42 |
| 2026-10-05 | 68 | $111.80 |
| 2026-10-01 | 3,746 | $109.61 |
| 2026-09-30 | 1,917 | $109.93 |
| 2026-09-29 | 10 | $109.76 |
| 2026-09-18 | 18 | $109.87 |
| 2026-09-17 | 1,537 | $109.14 |
| 2026-09-16 | 6,420 | $109.31 |
| 2026-09-15 | 21,472 | $110.07 |
| 2026-09-14 | 12,434 | $111.52 |
| 2026-09-10 | 20,570 | $111.85 |
| 2026-09-09 | 67,761 | $113.03 |
| 2026-09-08 | 8,531 | $113.45 |
| 2026-08-19 | 1 | $116.74 |
| 2026-08-18 | 1 | $119.11 |
| 2026-08-12 | 63 | $117.37 |
| 2026-08-03 | 501 | $111.88 |
| 2026-07-23 | 263 | $113.13 |
| 2026-07-20 | 253 | $112.40 |
| 2026-07-14 | 3 | $112.90 |
| 2026-07-10 | 2 | $114.70 |
| 2026-07-08 | 3 | $113.85 |
| 2026-07-01 | 15 | $117.50 |
| 2026-06-30 | 2 | $115.95 |
| 2026-06-29 | 9 | $115.34 |
| 2026-06-26 | 2,024 | $116.02 |
| 2026-06-24 | 2 | $114.54 |
| 2026-06-23 | 3,895 | $116.34 |
| 2026-06-22 | 5,131 | $115.66 |
| 2026-06-18 | 28 | $114.19 |
| 2026-06-15 | 267 | $114.94 |
| 2026-06-12 | 21,121 | $114.28 |
| 2026-06-11 | 12 | $110.96 |
| 2026-06-10 | 3 | $113.09 |
| 2026-06-08 | 1,095 | $112.46 |
| 2026-06-01 | 1,118 | $114.07 |
| 2026-05-29 | 2,632 | $113.55 |
| 2026-05-28 | 508 | $113.35 |
| 2026-05-27 | 26 | $114.10 |
| 2026-05-15 | 34 | $112.44 |
| 2026-05-11 | 44 | $112.72 |
| 2026-05-04 | 2,197 | $109.12 |
| 2026-05-01 | 2,565 | $108.71 |
| 2026-04-30 | 2,569 | $106.87 |
| 2026-04-29 | 1,413 | $107.64 |
| 2026-04-28 | 365 | $109.30 |
| 2026-04-27 | 227 | $109.59 |
| 2026-04-20 | 5,693 | $109.81 |
| 2026-04-17 | 4,907 | $107.44 |
| 2026-04-13 | 3,827 | $105.35 |
| 2026-04-06 | 2,795 | $101.87 |
| 2026-03-27 | 9,949 | $100.27 |
| 2026-03-26 | 1,083,598 | $102.59 |
| 2026-03-17 | 8,191 | $100.86 |
| 2026-03-16 | 18,144 | $99.95 |
| 2026-03-13 | 9,351 | $100.14 |
| 2026-03-11 | 1 | $103.01 |
| 2026-03-10 | 1 | $103.26 |
| 2026-03-03 | 1 | $108.04 |
| 2026-02-23 | 963 | $106.57 |
| 2026-02-11 | 29 | $105.09 |
| 2026-02-09 | 3 | $104.71 |
| 2026-02-06 | 1 | $101.01 |
| 2026-02-04 | 1 | $101.75 |
| 2026-02-02 | 113 | $100.70 |
| 2026-01-06 | 2,108 | $99.64 |
| 2025-12-24 | 32 | $99.02 |
| 2025-12-15 | 14 | $98.17 |
| 2025-12-10 | 324 | $97.06 |
| 2025-12-09 | 34,841 | $97.20 |
| 2025-11-25 | 1 | $94.34 |
| 2025-11-20 | 164 | $93.18 |
| 2025-10-22 | 88 | $96.25 |
| 2025-10-15 | 57 | $95.64 |
| 2025-10-10 | 65 | $95.70 |
| 2025-10-07 | 10 | $96.62 |
| 2025-09-26 | 1 | $95.03 |
| 2025-09-24 | 37,329 | $96.62 |
| 2025-09-23 | 37,299 | $96.74 |
| 2025-09-16 | 104 | $96.61 |
| 2025-09-12 | 4,991 | $97.59 |
| 2025-08-13 | 25 | $93.96 |
| 2025-08-07 | 17 | $92.69 |
| 2025-08-06 | 9 | $92.87 |
| 2025-07-30 | 7 | $94.37 |
| 2025-07-25 | 10 | $93.38 |
| 2025-07-23 | 7 | $93.10 |
| 2025-07-11 | 19 | $93.21 |
Showing 90 most recent of 97.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 464287606 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.