Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 464287887
Over the rolling 12-month window, securities of ISHARES S&P SMALL CAP 600 GROW failed to deliver in the NSCC's Continuous Net Settlement system on 62 settlement days, totaling 1,047,556 fail shares and peaking at 912,575 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 2 | $161.92 |
| 2026-10-07 | 12,696 | $163.95 |
| 2026-10-05 | 1 | $163.44 |
| 2026-10-02 | 217 | $161.07 |
| 2026-10-01 | 3 | $160.33 |
| 2026-09-29 | 3 | $161.78 |
| 2026-09-28 | 1 | $162.66 |
| 2026-09-24 | 12 | $162.61 |
| 2026-09-18 | 13 | $163.40 |
| 2026-09-17 | 9 | $163.20 |
| 2026-09-14 | 422 | $166.46 |
| 2026-09-08 | 86 | $170.31 |
| 2026-08-31 | 109 | $171.06 |
| 2026-08-27 | 51 | $173.37 |
| 2026-08-24 | 22 | $173.90 |
| 2026-08-19 | 474 | $175.15 |
| 2026-08-17 | 552 | $178.50 |
| 2026-08-14 | 16 | $177.38 |
| 2026-08-12 | 16 | $176.42 |
| 2026-08-04 | 5,607 | $175.81 |
| 2026-07-31 | 21 | $173.07 |
| 2026-07-30 | 65 | $170.11 |
| 2026-07-28 | 2 | $172.61 |
| 2026-07-27 | 31 | $171.46 |
| 2026-07-24 | 214 | $171.73 |
| 2026-07-21 | 2 | $171.78 |
| 2026-07-17 | 337 | $174.08 |
| 2026-07-16 | 3 | $174.00 |
| 2026-07-15 | 17 | $173.27 |
| 2026-07-09 | 52 | $172.88 |
| 2026-07-07 | 1,224 | $176.92 |
| 2026-07-06 | 751 | $175.89 |
| 2026-07-02 | 20,097 | $177.24 |
| 2026-07-01 | 624 | $178.60 |
| 2026-06-24 | 252 | $170.60 |
| 2026-06-18 | 2 | $167.52 |
| 2026-06-16 | 696 | $170.12 |
| 2026-06-12 | 408 | $167.64 |
| 2026-06-09 | 1,027 | $162.55 |
| 2026-06-04 | 63 | $162.60 |
| 2026-06-01 | 22 | $163.34 |
| 2026-05-29 | 95 | $164.38 |
| 2026-05-27 | 2 | $165.04 |
| 2026-04-28 | 35 | $160.30 |
| 2026-04-21 | 8 | $160.31 |
| 2026-04-20 | 2,088 | $159.83 |
| 2026-04-17 | 1,886 | $156.09 |
| 2026-04-13 | 64 | $152.98 |
| 2026-04-10 | 2 | $154.01 |
| 2026-04-01 | 11,715 | $144.71 |
| 2026-03-31 | 1,243 | $139.81 |
| 2026-03-23 | 912,575 | $140.58 |
| 2026-03-20 | 8 | $144.07 |
| 2026-03-19 | 100 | $143.37 |
| 2026-03-17 | 61 | $144.22 |
| 2026-03-16 | 10,393 | $142.66 |
| 2026-03-13 | 3,611 | $142.78 |
| 2026-03-10 | 667 | $147.07 |
| 2026-03-09 | 883 | $145.65 |
| 2026-03-02 | 53 | $152.24 |
| 2026-02-13 | 28,800 | $150.57 |
| 2026-02-12 | 28,802 | $153.06 |
| 2026-02-10 | 4 | $153.32 |
| 2026-02-04 | 34 | $149.10 |
| 2026-02-03 | 4 | $149.60 |
| 2026-02-02 | 4 | $147.85 |
| 2026-01-21 | 35 | $148.84 |
| 2026-01-06 | 1 | $144.28 |
| 2025-12-30 | 178 | $144.58 |
| 2025-12-29 | 522 | $145.43 |
| 2025-12-24 | 1,085 | $145.27 |
| 2025-12-23 | 12 | $145.78 |
| 2025-12-22 | 16,695 | $144.07 |
| 2025-12-15 | 645 | $145.98 |
| 2025-12-12 | 651 | $147.60 |
| 2025-12-09 | 374 | $142.94 |
| 2025-12-05 | 116 | $143.86 |
| 2025-12-03 | 11,998 | $141.70 |
| 2025-11-18 | 3 | $134.50 |
| 2025-11-17 | 10 | $137.50 |
| 2025-10-24 | 944 | $142.68 |
| 2025-10-21 | 26 | $142.53 |
| 2025-10-20 | 3 | $140.38 |
| 2025-09-30 | 1,567 | $141.31 |
| 2025-09-16 | 733 | $140.88 |
| 2025-09-08 | 50 | $141.39 |
| 2025-09-04 | 22 | $139.81 |
| 2025-08-28 | 2 | $141.94 |
| 2025-08-13 | 6 | $138.12 |
| 2025-08-11 | 152 | $133.91 |
Showing 90 most recent of 103.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 464287887 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.