Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 46435G433
Over the rolling 12-month window, securities of ISHARES MSCI USA SMALL-CAP MIN failed to deliver in the NSCC's Continuous Net Settlement system on 39 settlement days, totaling 165,322 fail shares and peaking at 35,549 shares on 2025-07-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-22 | 2 | $45.48 |
| 2026-09-21 | 3 | $45.57 |
| 2026-08-18 | 353 | $47.51 |
| 2026-08-14 | 4 | $47.68 |
| 2026-07-17 | 189 | $47.01 |
| 2026-07-16 | 189 | $46.34 |
| 2026-07-09 | 1 | $46.39 |
| 2026-07-01 | 1 | $46.04 |
| 2026-05-14 | 51 | $44.28 |
| 2025-12-29 | 826 | $43.82 |
| 2025-12-16 | 371 | $43.69 |
| 2025-12-15 | 390 | $43.68 |
| 2025-11-21 | 197 | $41.96 |
| 2025-11-12 | 17 | $42.83 |
| 2025-11-03 | 2 | $41.93 |
| 2025-10-20 | 1,534 | $42.70 |
| 2025-09-15 | 1,003 | $43.27 |
| 2025-09-12 | 1,065 | $43.65 |
| 2025-09-03 | 123 | $43.06 |
| 2025-08-08 | 193 | $41.65 |
| 2025-08-07 | 1 | $41.68 |
| 2025-08-05 | 821 | $41.64 |
| 2025-08-04 | 801 | $41.17 |
| 2025-08-01 | 1,502 | $41.45 |
| 2025-07-17 | 35,549 | $41.71 |
| 2025-07-16 | 26,795 | $41.55 |
| 2025-07-15 | 204 | $42.27 |
| 2025-07-11 | 1,330 | $42.34 |
| 2025-07-10 | 1,867 | $42.28 |
| 2025-07-09 | 1,631 | $42.14 |
| 2025-07-08 | 2,047 | $42.10 |
| 2025-07-07 | 1,586 | $42.50 |
| 2025-07-03 | 438 | $42.34 |
| 2025-07-01 | 51 | $42.01 |
| 2025-06-27 | 19 | $42.01 |
| 2025-06-26 | 2,976 | $41.67 |
| 2025-06-25 | 3,037 | $42.15 |
| 2025-06-24 | 315 | $42.00 |
| 2025-06-23 | 257 | $41.57 |
| 2025-06-18 | 131 | $41.59 |
| 2025-06-17 | 15,668 | $41.75 |
| 2025-06-16 | 17,828 | $41.85 |
| 2025-06-13 | 17,972 | $42.23 |
| 2025-06-12 | 4,871 | $42.10 |
| 2025-06-11 | 11,073 | $42.29 |
| 2025-06-10 | 10,680 | $42.20 |
| 2025-06-04 | 100 | $42.18 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 46435G433 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.