Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 47109U104
Over the rolling 12-month window, securities of JAPAN SMALLER CAPITALIZATION F failed to deliver in the NSCC's Continuous Net Settlement system on 39 settlement days, totaling 38,514 fail shares and peaking at 20,282 shares on 2025-10-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 513 | $12.40 |
| 2026-09-22 | 1 | $12.62 |
| 2026-09-18 | 105 | $12.45 |
| 2026-09-15 | 270 | $12.42 |
| 2026-09-11 | 2 | $12.45 |
| 2026-09-08 | 215 | $12.82 |
| 2026-08-17 | 29,430 | $12.52 |
| 2026-08-14 | 9,180 | $12.58 |
| 2026-08-11 | 1,082 | $12.26 |
| 2026-08-10 | 526 | $12.37 |
| 2026-08-07 | 512 | $12.27 |
| 2026-08-05 | 1 | $11.82 |
| 2026-07-30 | 26 | $11.17 |
| 2026-07-27 | 1,001 | $11.29 |
| 2026-07-15 | 1,371 | $11.65 |
| 2026-07-09 | 1,267 | $11.75 |
| 2026-07-08 | 18,449 | $11.72 |
| 2026-07-06 | 329 | $11.68 |
| 2026-07-02 | 547 | $11.75 |
| 2026-07-01 | 183 | $11.78 |
| 2026-06-29 | 809 | $11.47 |
| 2026-06-24 | 3,453 | $11.53 |
| 2026-06-22 | 105,211 | $11.85 |
| 2026-06-18 | 3,049 | $11.62 |
| 2026-06-17 | 5,956 | $11.59 |
| 2026-06-15 | 299 | $11.52 |
| 2026-05-20 | 29 | $11.34 |
| 2026-05-18 | 1 | $11.64 |
| 2026-05-08 | 261 | $11.60 |
| 2026-04-08 | 1,387 | $10.88 |
| 2026-03-11 | 95 | $11.23 |
| 2026-03-05 | 59 | $11.81 |
| 2026-02-27 | 20 | $12.44 |
| 2026-02-13 | 1,078 | $11.98 |
| 2026-02-11 | 199 | $11.98 |
| 2026-02-10 | 437 | $11.82 |
| 2026-02-06 | 126 | $11.43 |
| 2026-02-05 | 708 | $11.54 |
| 2026-02-02 | 2 | $11.46 |
| 2026-01-30 | 1 | $11.40 |
| 2026-01-29 | 3,942 | $11.55 |
| 2026-01-28 | 31 | $11.67 |
| 2026-01-26 | 6 | $11.42 |
| 2026-01-22 | 47 | $11.27 |
| 2026-01-21 | 47 | $11.14 |
| 2026-01-16 | 27 | $11.28 |
| 2026-01-15 | 258 | $11.28 |
| 2026-01-12 | 5 | $11.16 |
| 2026-01-09 | 8 | $11.08 |
| 2026-01-08 | 8 | $11.16 |
| 2026-01-05 | 6 | $11.09 |
| 2026-01-02 | 240 | $11.08 |
| 2025-12-30 | 77 | $10.95 |
| 2025-12-16 | 170 | $10.73 |
| 2025-12-15 | 1,787 | $10.56 |
| 2025-12-11 | 2 | $10.58 |
| 2025-11-20 | 2,954 | $10.25 |
| 2025-11-19 | 1,091 | $10.24 |
| 2025-10-30 | 747 | $10.28 |
| 2025-10-29 | 20,282 | $10.48 |
| 2025-10-14 | 1,354 | $10.27 |
| 2025-09-16 | 159 | $10.84 |
| 2025-08-13 | 4 | $10.47 |
| 2025-08-01 | 107 | $9.68 |
| 2025-07-09 | 752 | $9.66 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 47109U104 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.