Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 500458401
Over the rolling 12-month window, securities of KOMATSU LTD ADR-NEW failed to deliver in the NSCC's Continuous Net Settlement system on 95 settlement days, totaling 2,753,634 fail shares and peaking at 665,000 shares on 2025-07-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-23 | 346 | $45.32 |
| 2026-09-22 | 1,405 | $45.20 |
| 2026-09-21 | 3,898 | $44.70 |
| 2026-09-08 | 3,592 | $48.13 |
| 2026-08-26 | 38,000 | $46.75 |
| 2026-08-25 | 38,000 | $46.38 |
| 2026-08-12 | 330 | $46.64 |
| 2026-08-11 | 2,311 | $46.55 |
| 2026-08-06 | 133,143 | $45.15 |
| 2026-08-04 | 275 | $42.65 |
| 2026-07-28 | 287 | $41.95 |
| 2026-07-21 | 763 | $38.90 |
| 2026-07-14 | 1,241 | $39.67 |
| 2026-07-10 | 90 | $39.81 |
| 2026-07-09 | 80 | $40.19 |
| 2026-07-07 | 40 | $41.74 |
| 2026-07-06 | 3,145 | $39.16 |
| 2026-06-30 | 10 | $39.58 |
| 2026-06-26 | 365,000 | $38.35 |
| 2026-06-25 | 365,806 | $40.28 |
| 2026-06-23 | 266 | $40.99 |
| 2026-06-12 | 107 | $40.89 |
| 2026-06-11 | 2,233 | $40.34 |
| 2026-06-10 | 85,646 | $42.16 |
| 2026-05-21 | 168 | $39.79 |
| 2026-05-20 | 3,000 | $40.00 |
| 2026-05-19 | 76,783 | $40.63 |
| 2026-05-15 | 542 | $41.84 |
| 2026-05-14 | 24,214 | $42.26 |
| 2026-05-08 | 386 | $41.57 |
| 2026-04-29 | 577 | $42.49 |
| 2026-04-27 | 25 | $43.24 |
| 2026-04-14 | 39,078 | $44.63 |
| 2026-04-13 | 80,099 | $43.56 |
| 2026-04-02 | 61,086 | $41.66 |
| 2026-03-31 | 2,266 | $38.05 |
| 2026-03-30 | 132 | $39.20 |
| 2026-03-27 | 19,159 | $39.90 |
| 2026-03-26 | 43 | $40.38 |
| 2026-03-25 | 555 | $39.78 |
| 2026-03-20 | 520 | $39.88 |
| 2026-03-19 | 156 | $40.42 |
| 2026-03-17 | 210 | $42.76 |
| 2026-03-09 | 15 | $44.24 |
| 2026-02-26 | 1,008 | $49.49 |
| 2026-02-25 | 1,008 | $48.68 |
| 2026-02-23 | 358 | $48.81 |
| 2026-02-18 | 1,200 | $50.24 |
| 2026-02-17 | 1,100 | $51.09 |
| 2026-02-09 | 1,600 | $46.28 |
| 2026-02-06 | 2,800 | $45.16 |
| 2026-02-05 | 2,000 | $46.15 |
| 2026-02-04 | 2,785 | $44.50 |
| 2026-02-03 | 4,000 | $40.59 |
| 2026-01-13 | 638 | $34.54 |
| 2025-12-15 | 125 | $32.14 |
| 2025-12-11 | 594 | $32.41 |
| 2025-12-10 | 884 | $32.25 |
| 2025-12-09 | 962 | $32.06 |
| 2025-11-25 | 4,786 | $32.60 |
| 2025-11-19 | 300,000 | $32.47 |
| 2025-11-18 | 300,034 | $33.36 |
| 2025-11-17 | 180,000 | $33.92 |
| 2025-11-14 | 67,590 | $33.72 |
| 2025-11-13 | 77 | $34.15 |
| 2025-11-10 | 272 | $33.66 |
| 2025-11-06 | 1,290 | $33.35 |
| 2025-11-04 | 1,278 | $33.52 |
| 2025-10-31 | 1,644 | $34.21 |
| 2025-10-27 | 1,018 | $36.95 |
| 2025-10-20 | 30 | $35.94 |
| 2025-10-15 | 88 | $34.46 |
| 2025-10-08 | 839 | $35.55 |
| 2025-10-07 | 4 | $35.85 |
| 2025-10-06 | 23,798 | $35.39 |
| 2025-10-03 | 1,311 | $34.93 |
| 2025-10-02 | 23,406 | $34.96 |
| 2025-09-30 | 239,544 | $34.56 |
| 2025-09-22 | 79,204 | $35.38 |
| 2025-09-10 | 46 | $35.52 |
| 2025-09-09 | 64 | $35.73 |
| 2025-09-08 | 72 | $34.73 |
| 2025-09-03 | 7 | $33.82 |
| 2025-08-29 | 66,920 | $34.47 |
| 2025-08-25 | 429 | $33.80 |
| 2025-08-22 | 802 | $33.42 |
| 2025-08-20 | 121 | $34.18 |
| 2025-08-18 | 364 | $34.35 |
| 2025-08-15 | 269 | $33.84 |
| 2025-08-14 | 187 | $34.42 |
Showing 90 most recent of 119.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 500458401 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.