Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 50208A110
Over the rolling 12-month window, securities of LMP CAP & INCOME FD INC RT failed to deliver in the NSCC's Continuous Net Settlement system on 11 settlement days, totaling 273,462 fail shares and peaking at 99,528 shares on 2025-06-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-07-02 | 2,479 | $0.08 |
| 2025-07-01 | 2,691 | $0.07 |
| 2025-06-30 | 21,095 | $0.09 |
| 2025-06-27 | 9,765 | $0.10 |
| 2025-06-26 | 2,655 | $0.09 |
| 2025-06-25 | 4,301 | $0.10 |
| 2025-06-24 | 17,126 | $0.09 |
| 2025-06-23 | 11,206 | $0.13 |
| 2025-06-20 | 39,858 | $0.15 |
| 2025-06-18 | 99,528 | $0.20 |
| 2025-06-17 | 62,758 | $0.20 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 50208A110 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.