Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 50575Q201
Over the rolling 12-month window, securities of OSAIC FINANCIAL SERVICES, INC. failed to deliver in the NSCC's Continuous Net Settlement system on 1 settlement days, totaling 30 fail shares and peaking at 30 shares on 2025-09-16. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-06-30 | 9,500 | $19.76 |
| 2025-09-16 | 30 | $18.29 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 50575Q201 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.