Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 50575Q300
Over the rolling 12-month window, securities of LADENBURG THALMANN FINL SVCS failed to deliver in the NSCC's Continuous Net Settlement system on 3 settlement days, totaling 1,359 fail shares and peaking at 799 shares on 2025-12-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-02-06 | 125 | $25.04 |
| 2025-12-31 | 799 | $22.50 |
| 2025-08-05 | 435 | $23.00 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 50575Q300 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.