Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 53656F219
Over the rolling 12-month window, securities of LISTED FDS TR PREFERRED PLUS E failed to deliver in the NSCC's Continuous Net Settlement system on 8 settlement days, totaling 1,239 fail shares and peaking at 426 shares on 2025-06-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-08-26 | 2 | $10.09 |
| 2025-07-17 | 70 | $9.88 |
| 2025-07-02 | 41 | $9.82 |
| 2025-07-01 | 386 | $9.77 |
| 2025-06-30 | 312 | $9.84 |
| 2025-06-27 | 426 | $9.81 |
| 2025-06-10 | 1 | $9.84 |
| 2025-06-09 | 1 | $9.77 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 53656F219 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.