Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 53656F417
Over the rolling 12-month window, securities of LISTED FDS TR ROUNDHILL BALL M failed to deliver in the NSCC's Continuous Net Settlement system on 43 settlement days, totaling 53,509 fail shares and peaking at 16,076 shares on 2025-11-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 3 | $20.86 |
| 2026-09-18 | 292 | $20.51 |
| 2026-08-28 | 3 | $20.45 |
| 2026-08-27 | 3 | $20.06 |
| 2026-08-14 | 441 | $19.28 |
| 2026-08-12 | 1 | $19.22 |
| 2026-07-17 | 357 | $19.05 |
| 2026-07-07 | 168 | $19.05 |
| 2026-06-29 | 270 | $17.68 |
| 2026-06-17 | 53 | $18.54 |
| 2026-06-12 | 5 | $17.80 |
| 2026-06-02 | 15 | $19.50 |
| 2026-05-19 | 766 | $18.69 |
| 2026-05-08 | 122 | $18.61 |
| 2026-05-06 | 145 | $18.23 |
| 2026-04-24 | 1,000 | $17.50 |
| 2026-04-17 | 6 | $17.62 |
| 2026-02-17 | 1,901 | $16.58 |
| 2026-02-11 | 1 | $17.12 |
| 2026-02-06 | 294 | $16.25 |
| 2026-02-05 | 419 | $16.88 |
| 2026-01-21 | 913 | $18.61 |
| 2026-01-20 | 100 | $19.38 |
| 2026-01-16 | 139 | $19.37 |
| 2026-01-12 | 88 | $19.14 |
| 2026-01-05 | 41 | $19.21 |
| 2025-12-30 | 33 | $18.88 |
| 2025-12-18 | 332 | $18.41 |
| 2025-12-17 | 479 | $18.87 |
| 2025-12-16 | 2,641 | $18.80 |
| 2025-12-15 | 91 | $19.12 |
| 2025-12-12 | 105 | $19.50 |
| 2025-11-26 | 1,895 | $18.97 |
| 2025-11-24 | 2,900 | $18.39 |
| 2025-11-06 | 100 | $20.13 |
| 2025-11-04 | 18 | $20.45 |
| 2025-11-03 | 16,076 | $20.75 |
| 2025-10-20 | 100 | $20.26 |
| 2025-10-14 | 101 | $20.67 |
| 2025-10-07 | 12 | $21.27 |
| 2025-09-30 | 103 | $20.82 |
| 2025-09-25 | 10,180 | $20.49 |
| 2025-09-15 | 50 | $20.40 |
| 2025-08-20 | 5,596 | $18.62 |
| 2025-07-29 | 180 | $18.53 |
| 2025-07-16 | 5 | $17.61 |
| 2025-07-10 | 396 | $17.29 |
| 2025-07-08 | 267 | $17.05 |
| 2025-07-07 | 121 | $17.07 |
| 2025-07-02 | 17 | $16.84 |
| 2025-06-27 | 1,293 | $16.84 |
| 2025-06-23 | 278 | $16.22 |
| 2025-06-12 | 2,213 | $16.31 |
| 2025-06-09 | 1,559 | $16.07 |
| 2025-06-02 | 433 | $15.59 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 53656F417 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.