Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 555927300
Over the rolling 12-month window, securities of NOMURA ETF TRUST NOMURA TAX-FR failed to deliver in the NSCC's Continuous Net Settlement system on 104 settlement days, totaling 41,843 fail shares and peaking at 4,631 shares on 2026-02-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 868 | $24.78 |
| 2026-10-09 | 968 | $24.72 |
| 2026-10-08 | 968 | $24.70 |
| 2026-10-06 | 3,585 | $24.81 |
| 2026-10-05 | 4,069 | $24.82 |
| 2026-10-02 | 3,600 | $24.81 |
| 2026-10-01 | 699 | $24.76 |
| 2026-08-11 | 489 | $25.35 |
| 2026-08-10 | 5 | $25.36 |
| 2026-08-07 | 4 | $25.34 |
| 2026-07-30 | 376 | $25.34 |
| 2026-07-29 | 1,720 | $25.35 |
| 2026-07-28 | 202 | $25.35 |
| 2026-07-27 | 1 | $25.31 |
| 2026-07-23 | 84 | $25.37 |
| 2026-07-22 | 83 | $25.39 |
| 2026-07-21 | 85 | $25.40 |
| 2026-07-16 | 665 | $25.42 |
| 2026-07-15 | 376 | $25.43 |
| 2026-07-14 | 2 | $25.43 |
| 2026-07-10 | 6,764 | $25.44 |
| 2026-07-09 | 701 | $25.44 |
| 2026-07-08 | 704 | $25.45 |
| 2026-07-06 | 4,170 | $25.47 |
| 2026-07-02 | 4,038 | $25.44 |
| 2026-07-01 | 4,426 | $25.43 |
| 2026-06-30 | 5,370 | $25.50 |
| 2026-06-29 | 46 | $25.49 |
| 2026-06-26 | 44 | $25.47 |
| 2026-06-18 | 10,491 | $25.45 |
| 2026-06-17 | 2,215 | $25.46 |
| 2026-06-16 | 1,908 | $25.45 |
| 2026-06-15 | 16,397 | $25.48 |
| 2026-06-12 | 17,775 | $25.47 |
| 2026-06-11 | 17,957 | $25.42 |
| 2026-06-10 | 18,456 | $25.45 |
| 2026-06-09 | 8,586 | $25.41 |
| 2026-06-02 | 25 | $25.37 |
| 2026-06-01 | 30 | $25.38 |
| 2026-05-20 | 20 | $25.33 |
| 2026-05-19 | 19 | $25.34 |
| 2026-05-18 | 18 | $25.34 |
| 2026-05-15 | 5 | $25.39 |
| 2026-05-13 | 81 | $25.40 |
| 2026-04-30 | 100 | $25.46 |
| 2026-04-29 | 120 | $25.48 |
| 2026-04-28 | 5 | $25.49 |
| 2026-04-27 | 20 | $25.50 |
| 2026-04-24 | 42 | $25.51 |
| 2026-04-23 | 1,129 | $25.50 |
| 2026-04-22 | 1,124 | $25.49 |
| 2026-04-21 | 1,173 | $25.51 |
| 2026-04-20 | 55 | $25.51 |
| 2026-04-17 | 65 | $25.48 |
| 2026-04-02 | 101 | $25.41 |
| 2026-04-01 | 3 | $25.37 |
| 2026-03-31 | 2 | $25.42 |
| 2026-03-30 | 1 | $25.42 |
| 2026-03-25 | 3 | $25.40 |
| 2026-03-24 | 2 | $25.48 |
| 2026-03-23 | 1 | $25.48 |
| 2026-03-19 | 112 | $25.57 |
| 2026-03-18 | 210 | $25.58 |
| 2026-03-17 | 210 | $25.57 |
| 2026-03-16 | 103 | $25.58 |
| 2026-03-09 | 7 | $25.59 |
| 2026-03-06 | 2,954 | $25.60 |
| 2026-03-05 | 2,941 | $25.60 |
| 2026-03-04 | 3,026 | $25.62 |
| 2026-03-03 | 4,630 | $25.64 |
| 2026-03-02 | 4,630 | $25.67 |
| 2026-02-27 | 4,631 | $25.74 |
| 2026-02-25 | 63 | $25.73 |
| 2026-02-24 | 63 | $25.72 |
| 2026-02-23 | 63 | $25.72 |
| 2026-02-18 | 14 | $25.70 |
| 2026-02-17 | 4 | $25.71 |
| 2026-02-13 | 7 | $25.70 |
| 2026-01-14 | 43 | $25.57 |
| 2026-01-13 | 43 | $25.57 |
| 2026-01-12 | 43 | $25.58 |
| 2026-01-09 | 39 | $25.55 |
| 2026-01-08 | 1 | $25.55 |
| 2026-01-02 | 92 | $25.46 |
| 2025-12-31 | 92 | $25.45 |
| 2025-12-30 | 100 | $25.45 |
| 2025-12-29 | 103 | $25.44 |
| 2025-12-17 | 73 | $25.48 |
| 2025-12-16 | 146 | $25.48 |
| 2025-12-15 | 146 | $25.48 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 555927300 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.