Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 555927870
Over the rolling 12-month window, securities of NOMURA ETF TRUST NOMURA NATL H failed to deliver in the NSCC's Continuous Net Settlement system on 160 settlement days, totaling 487,111 fail shares and peaking at 50,905 shares on 2025-07-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 7,561 | $22.83 |
| 2026-09-29 | 34,763 | $22.98 |
| 2026-09-28 | 271,899 | $23.23 |
| 2026-09-25 | 313,303 | $23.34 |
| 2026-09-24 | 8,325 | $23.40 |
| 2026-09-23 | 1,227 | $23.64 |
| 2026-09-22 | 598 | $23.64 |
| 2026-09-15 | 11 | $23.68 |
| 2026-09-14 | 27 | $23.68 |
| 2026-09-11 | 10 | $23.60 |
| 2026-09-10 | 345 | $23.81 |
| 2026-09-09 | 345 | $23.95 |
| 2026-09-08 | 334 | $23.98 |
| 2026-09-04 | 128 | $24.01 |
| 2026-09-03 | 862 | $23.97 |
| 2026-09-02 | 860 | $24.00 |
| 2026-09-01 | 79 | $24.15 |
| 2026-08-20 | 3,339 | $24.38 |
| 2026-08-19 | 2,129 | $24.29 |
| 2026-08-18 | 2,131 | $24.37 |
| 2026-08-14 | 1,397 | $24.59 |
| 2026-08-13 | 15,141 | $24.50 |
| 2026-08-12 | 29,919 | $24.48 |
| 2026-08-11 | 17,746 | $24.52 |
| 2026-08-10 | 18,570 | $24.54 |
| 2026-08-07 | 35,953 | $24.43 |
| 2026-08-05 | 6,717 | $24.40 |
| 2026-08-04 | 13 | $24.26 |
| 2026-08-03 | 165 | $24.28 |
| 2026-07-31 | 266 | $24.40 |
| 2026-07-30 | 72 | $24.49 |
| 2026-07-28 | 2,172 | $24.61 |
| 2026-07-27 | 42,091 | $24.45 |
| 2026-07-24 | 41,945 | $24.37 |
| 2026-07-23 | 45,735 | $24.58 |
| 2026-07-22 | 464 | $24.57 |
| 2026-07-21 | 753 | $24.66 |
| 2026-07-20 | 170 | $24.76 |
| 2026-07-17 | 168 | $24.72 |
| 2026-07-16 | 1,234 | $24.75 |
| 2026-07-15 | 1,273 | $24.81 |
| 2026-07-14 | 8 | $24.76 |
| 2026-07-13 | 6 | $24.79 |
| 2026-07-01 | 1,726 | $24.93 |
| 2026-06-29 | 448 | $24.97 |
| 2026-06-26 | 509 | $24.96 |
| 2026-06-25 | 508 | $24.95 |
| 2026-06-18 | 371 | $24.75 |
| 2026-06-17 | 1,389 | $24.79 |
| 2026-06-16 | 1,483 | $24.76 |
| 2026-06-15 | 5 | $24.71 |
| 2026-06-12 | 117 | $24.74 |
| 2026-06-11 | 116 | $24.66 |
| 2026-06-10 | 115 | $24.73 |
| 2026-06-09 | 9 | $24.76 |
| 2026-06-08 | 6,133 | $24.70 |
| 2026-06-05 | 6,133 | $24.78 |
| 2026-06-04 | 2,799 | $24.74 |
| 2026-06-03 | 161 | $24.72 |
| 2026-06-02 | 360 | $24.66 |
| 2026-05-29 | 197 | $24.67 |
| 2026-05-28 | 119 | $24.62 |
| 2026-05-27 | 9 | $24.55 |
| 2026-05-26 | 2 | $24.40 |
| 2026-05-21 | 1,647 | $24.28 |
| 2026-05-20 | 1,646 | $24.20 |
| 2026-05-19 | 1,944 | $24.32 |
| 2026-05-18 | 1,148 | $24.30 |
| 2026-05-15 | 571 | $24.46 |
| 2026-05-14 | 2,825 | $24.50 |
| 2026-05-13 | 2,460 | $24.51 |
| 2026-05-12 | 1,791 | $24.60 |
| 2026-05-11 | 2,405 | $24.62 |
| 2026-05-04 | 166 | $24.53 |
| 2026-04-27 | 34 | $24.69 |
| 2026-04-24 | 4 | $24.64 |
| 2026-04-23 | 94 | $24.65 |
| 2026-04-22 | 87 | $24.62 |
| 2026-04-21 | 387 | $24.66 |
| 2026-04-14 | 5 | $24.54 |
| 2026-04-13 | 37 | $24.44 |
| 2026-04-10 | 146 | $24.53 |
| 2026-04-09 | 145 | $24.45 |
| 2026-04-08 | 344 | $24.39 |
| 2026-04-07 | 4 | $24.36 |
| 2026-04-06 | 267 | $24.35 |
| 2026-03-31 | 996 | $24.17 |
| 2026-03-30 | 727 | $24.03 |
| 2026-03-27 | 727 | $24.06 |
| 2026-03-25 | 9,464 | $24.01 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 555927870 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.