Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 555927888
Over the rolling 12-month window, securities of NOMURA ETF TR TAX-FREE USA ETF failed to deliver in the NSCC's Continuous Net Settlement system on 46 settlement days, totaling 8,950 fail shares and peaking at 3,162 shares on 2026-04-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 2,721 | $23.06 |
| 2026-10-07 | 5,382 | $23.29 |
| 2026-10-06 | 22,272 | $23.31 |
| 2026-10-05 | 23,519 | $23.22 |
| 2026-10-02 | 20,323 | $23.34 |
| 2026-10-01 | 4,738 | $23.26 |
| 2026-09-30 | 2,951 | $23.18 |
| 2026-09-16 | 1 | $23.98 |
| 2026-09-15 | 1 | $24.04 |
| 2026-09-14 | 2 | $24.12 |
| 2026-09-01 | 10 | $24.56 |
| 2026-08-31 | 73 | $24.64 |
| 2026-08-28 | 69 | $24.70 |
| 2026-08-27 | 70 | $24.70 |
| 2026-08-05 | 1 | $24.88 |
| 2026-08-03 | 1 | $24.77 |
| 2026-07-21 | 1 | $25.04 |
| 2026-07-17 | 110 | $25.08 |
| 2026-07-16 | 110 | $25.13 |
| 2026-07-15 | 110 | $25.20 |
| 2026-07-14 | 1,180 | $25.17 |
| 2026-07-13 | 1,180 | $25.21 |
| 2026-07-10 | 1,180 | $25.18 |
| 2026-07-09 | 1,182 | $25.17 |
| 2026-07-08 | 2 | $25.27 |
| 2026-07-07 | 1 | $25.42 |
| 2026-07-06 | 1 | $25.39 |
| 2026-07-01 | 2 | $25.35 |
| 2026-06-30 | 1 | $25.47 |
| 2026-06-29 | 1 | $25.42 |
| 2026-06-23 | 36 | $25.26 |
| 2026-06-22 | 36 | $25.26 |
| 2026-06-18 | 36 | $25.13 |
| 2026-06-17 | 36 | $25.21 |
| 2026-06-16 | 36 | $25.21 |
| 2026-06-15 | 36 | $25.18 |
| 2026-06-12 | 36 | $25.17 |
| 2026-06-11 | 5 | $25.06 |
| 2026-06-10 | 5 | $25.14 |
| 2026-06-09 | 5 | $25.10 |
| 2026-05-29 | 77 | $25.12 |
| 2026-05-26 | 1 | $24.84 |
| 2026-05-22 | 4 | $24.79 |
| 2026-05-21 | 4 | $24.79 |
| 2026-05-20 | 4 | $24.66 |
| 2026-05-15 | 5 | $24.99 |
| 2026-05-14 | 5 | $25.00 |
| 2026-05-13 | 5 | $25.00 |
| 2026-05-08 | 1 | $25.07 |
| 2026-05-07 | 1 | $25.07 |
| 2026-05-06 | 1 | $24.96 |
| 2026-04-30 | 39 | $25.05 |
| 2026-04-29 | 39 | $25.15 |
| 2026-04-28 | 3,162 | $25.19 |
| 2026-04-27 | 3,162 | $25.19 |
| 2026-04-13 | 1 | $24.93 |
| 2026-04-10 | 1 | $25.00 |
| 2026-04-09 | 1 | $24.92 |
| 2026-04-08 | 1 | $24.86 |
| 2026-04-02 | 1,023 | $24.83 |
| 2026-04-01 | 423 | $24.69 |
| 2026-03-27 | 25 | $24.54 |
| 2026-03-26 | 25 | $24.72 |
| 2026-03-25 | 25 | $24.50 |
| 2026-03-10 | 1 | $25.13 |
| 2026-03-09 | 1 | $25.08 |
| 2026-03-06 | 2 | $25.08 |
| 2026-03-05 | 1 | $25.11 |
| 2026-02-26 | 198 | $25.31 |
| 2026-02-25 | 198 | $25.35 |
| 2026-02-24 | 198 | $25.27 |
| 2026-02-13 | 1 | $25.19 |
| 2026-02-12 | 1 | $25.10 |
| 2026-02-11 | 1 | $25.17 |
| 2026-02-05 | 72 | $25.04 |
| 2026-02-04 | 72 | $25.05 |
| 2026-02-03 | 97 | $25.04 |
| 2026-02-02 | 25 | $25.05 |
| 2026-01-30 | 25 | $24.96 |
| 2026-01-23 | 12 | $24.94 |
| 2026-01-22 | 4 | $25.03 |
| 2026-01-21 | 2 | $24.88 |
| 2026-01-20 | 1 | $24.97 |
| 2026-01-16 | 1 | $25.00 |
| 2026-01-15 | 1 | $25.07 |
| 2026-01-14 | 1 | $25.05 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 555927888 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.