Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 64128C130
Over the rolling 12-month window, securities of NEUBERGER HIGH YIELD STRATEGIE failed to deliver in the NSCC's Continuous Net Settlement system on 8 settlement days, totaling 626,591 fail shares and peaking at 144,191 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-04-07 | 123,002 | — |
| 2026-04-06 | 130,468 | — |
| 2026-04-02 | 144,191 | — |
| 2026-04-01 | 130,672 | — |
| 2026-03-31 | 52,733 | $0.01 |
| 2026-03-30 | 34,361 | $0.01 |
| 2026-03-27 | 9,063 | — |
| 2026-03-26 | 2,101 | $0.03 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 64128C130 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.