Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 64135A770
Over the rolling 12-month window, securities of NEUBERGER BERMAN ETF TR INTL C failed to deliver in the NSCC's Continuous Net Settlement system on 27 settlement days, totaling 17,211,191 fail shares and peaking at 8,495,081 shares on 2026-03-16. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-17 | 4,549 | $26.79 |
| 2026-08-13 | 21 | $27.63 |
| 2026-08-12 | 39 | $27.58 |
| 2026-08-11 | 412 | $27.59 |
| 2026-08-10 | 6 | $27.73 |
| 2026-08-07 | 17,696 | $27.45 |
| 2026-08-06 | 4,264 | $27.50 |
| 2026-08-05 | 78 | $27.37 |
| 2026-08-04 | 158 | $27.11 |
| 2026-08-03 | 139 | $27.08 |
| 2026-07-31 | 139 | $27.25 |
| 2026-07-30 | 4,144 | $26.62 |
| 2026-07-29 | 11,335 | $26.67 |
| 2026-07-28 | 14,801 | $26.51 |
| 2026-07-27 | 12,945 | $26.50 |
| 2026-07-24 | 10,146 | $26.39 |
| 2026-07-23 | 1,605 | $26.63 |
| 2026-07-22 | 1,688 | $26.54 |
| 2026-07-09 | 35,431 | $26.20 |
| 2026-07-08 | 2,034 | $26.41 |
| 2026-07-07 | 52,856 | $26.65 |
| 2026-06-29 | 279 | $26.10 |
| 2026-06-18 | 9,579 | $26.44 |
| 2026-06-17 | 199 | $26.61 |
| 2026-06-16 | 199 | $26.54 |
| 2026-06-15 | 1,399 | $26.38 |
| 2026-05-27 | 162 | $26.17 |
| 2026-05-18 | 24 | $25.42 |
| 2026-05-13 | 3,506 | $25.78 |
| 2026-05-05 | 1 | $25.05 |
| 2026-05-04 | 29,659 | $25.47 |
| 2026-04-30 | 8,927 | $24.90 |
| 2026-04-23 | 3,549 | $25.46 |
| 2026-04-21 | 4,343 | $25.97 |
| 2026-04-17 | 5,318 | $25.76 |
| 2026-04-14 | 1,032 | $25.83 |
| 2026-04-10 | 30,801 | $25.65 |
| 2026-04-08 | 19,552 | $24.79 |
| 2026-04-07 | 21,882 | $24.79 |
| 2026-04-06 | 23,932 | $24.73 |
| 2026-03-27 | 11,362 | $23.94 |
| 2026-03-25 | 3,037 | $24.10 |
| 2026-03-24 | 4,906 | $24.17 |
| 2026-03-23 | 16,958 | $23.56 |
| 2026-03-20 | 14,793 | $24.26 |
| 2026-03-19 | 12,008 | $24.33 |
| 2026-03-18 | 5,375 | $24.81 |
| 2026-03-17 | 8,313 | $24.74 |
| 2026-03-16 | 8,495,081 | $24.31 |
| 2026-03-13 | 8,468,988 | $24.57 |
| 2026-03-12 | 8,850 | $24.96 |
| 2026-03-11 | 8,830 | $25.00 |
| 2026-03-10 | 2 | $24.87 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 64135A770 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.