Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 64953X308
Over the rolling 12-month window, securities of NEW YORK LIFE INVT ACTIVE ETF failed to deliver in the NSCC's Continuous Net Settlement system on 5 settlement days, totaling 681 fail shares and peaking at 486 shares on 2026-05-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-20 | 20 | $25.33 |
| 2026-08-19 | 19 | $25.25 |
| 2026-08-18 | 19 | $25.61 |
| 2026-08-04 | 1 | $24.97 |
| 2026-07-31 | 2 | $24.92 |
| 2026-07-30 | 2 | $24.37 |
| 2026-07-29 | 5 | $24.49 |
| 2026-07-28 | 6 | $24.53 |
| 2026-07-27 | 3 | $24.32 |
| 2026-07-23 | 103 | $24.49 |
| 2026-07-22 | 104 | $24.49 |
| 2026-07-21 | 105 | $24.24 |
| 2026-05-20 | 1 | $24.34 |
| 2026-05-19 | 486 | $24.45 |
| 2026-05-18 | 81 | $24.50 |
| 2026-05-15 | 63 | $24.92 |
| 2026-05-14 | 50 | $25.01 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 64953X308 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.