Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 64953X407
Over the rolling 12-month window, securities of NEW YORK LIFE INVT ACTIVE ETF failed to deliver in the NSCC's Continuous Net Settlement system on 6 settlement days, totaling 584 fail shares and peaking at 301 shares on 2026-05-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-17 | 31 | $25.19 |
| 2026-09-16 | 29 | $25.19 |
| 2026-09-15 | 27 | $25.19 |
| 2026-08-14 | 2,396 | $25.18 |
| 2026-08-13 | 2,399 | $25.18 |
| 2026-08-12 | 2,398 | $25.17 |
| 2026-07-07 | 47 | $25.15 |
| 2026-06-26 | 190,180 | $25.17 |
| 2026-06-22 | 1 | $25.17 |
| 2026-06-16 | 6,761 | $25.13 |
| 2026-06-15 | 6,761 | $25.13 |
| 2026-06-12 | 6,761 | $25.12 |
| 2026-06-05 | 1 | $25.10 |
| 2026-06-04 | 1 | $25.10 |
| 2026-05-19 | 32 | $25.12 |
| 2026-05-15 | 301 | $25.11 |
| 2026-05-12 | 4 | $25.10 |
| 2026-05-11 | 29 | $25.07 |
| 2026-05-08 | 31 | $25.05 |
| 2026-05-07 | 187 | $25.04 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 64953X407 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.