Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 65535H208
Over the rolling 12-month window, securities of NOMURA HLDGS ADS ( 1 SH COM) failed to deliver in the NSCC's Continuous Net Settlement system on 82 settlement days, totaling 851,026 fail shares and peaking at 116,352 shares on 2026-03-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 557 | $9.91 |
| 2026-09-28 | 1,552 | $10.06 |
| 2026-09-25 | 328 | $9.77 |
| 2026-09-24 | 8,928 | $9.84 |
| 2026-09-15 | 58,977 | $10.73 |
| 2026-09-11 | 38,482 | $10.54 |
| 2026-09-08 | 56 | $10.65 |
| 2026-09-02 | 3,809 | $10.17 |
| 2026-08-31 | 10 | $10.30 |
| 2026-08-25 | 1,984 | $9.76 |
| 2026-08-20 | 51 | $9.51 |
| 2026-08-19 | 26 | $9.65 |
| 2026-08-17 | 7,602 | $9.82 |
| 2026-08-07 | 5 | $9.92 |
| 2026-08-04 | 99 | $9.59 |
| 2026-07-29 | 3,454 | $9.61 |
| 2026-07-28 | 350 | $9.79 |
| 2026-07-21 | 252 | $9.39 |
| 2026-07-16 | 326,546 | $10.04 |
| 2026-07-10 | 156 | $9.54 |
| 2026-07-09 | 42,499 | $9.45 |
| 2026-07-02 | 909 | $8.98 |
| 2026-06-30 | 5,438 | $8.77 |
| 2026-06-29 | 5,598 | $8.79 |
| 2026-06-26 | 9,762 | $8.79 |
| 2026-06-17 | 2 | $8.91 |
| 2026-06-16 | 2 | $8.81 |
| 2026-06-09 | 28,825 | $8.58 |
| 2026-06-05 | 6,265 | $8.65 |
| 2026-06-04 | 76 | $8.36 |
| 2026-06-03 | 1 | $8.35 |
| 2026-05-22 | 15,784 | $8.22 |
| 2026-05-11 | 5,298 | $7.95 |
| 2026-05-07 | 51 | $8.16 |
| 2026-05-06 | 19,860 | $7.89 |
| 2026-05-05 | 17,322 | $7.77 |
| 2026-04-30 | 13,934 | $7.83 |
| 2026-04-24 | 13,952 | $8.27 |
| 2026-04-23 | 19,698 | $8.32 |
| 2026-04-22 | 1,173 | $8.30 |
| 2026-04-17 | 13,923 | $8.65 |
| 2026-04-16 | 11,560 | $8.67 |
| 2026-04-15 | 6,274 | $8.51 |
| 2026-04-10 | 13,971 | $8.38 |
| 2026-04-01 | 107,893 | $7.89 |
| 2026-03-31 | 116,352 | $7.62 |
| 2026-03-30 | 20 | $7.58 |
| 2026-03-27 | 1,033 | $7.74 |
| 2026-03-26 | 2,443 | $8.00 |
| 2026-03-16 | 45,901 | $7.40 |
| 2026-03-03 | 8,125 | $8.65 |
| 2026-02-23 | 366 | $9.23 |
| 2026-02-20 | 1,204 | $9.39 |
| 2026-02-18 | 3,327 | $9.41 |
| 2026-02-11 | 1,391 | $9.36 |
| 2026-02-05 | 33 | $8.80 |
| 2026-02-04 | 151 | $8.63 |
| 2026-02-03 | 8,293 | $8.62 |
| 2026-02-02 | 6,105 | $8.87 |
| 2026-01-21 | 16,817 | $8.98 |
| 2026-01-16 | 4 | $9.39 |
| 2026-01-14 | 15,018 | $9.23 |
| 2026-01-05 | 7,095 | $8.45 |
| 2026-01-02 | 317 | $8.39 |
| 2025-12-29 | 317 | $8.41 |
| 2025-12-26 | 7 | $8.32 |
| 2025-12-23 | 7,500 | $8.30 |
| 2025-12-22 | 7,508 | $8.24 |
| 2025-12-17 | 714 | $8.18 |
| 2025-12-16 | 30,625 | $8.37 |
| 2025-12-10 | 4,397 | $7.78 |
| 2025-12-05 | 5,294 | $7.90 |
| 2025-12-04 | 4,894 | $7.75 |
| 2025-12-03 | 5,894 | $7.68 |
| 2025-11-26 | 28 | $7.32 |
| 2025-11-20 | 1,711 | $6.99 |
| 2025-11-18 | 7,800 | $6.99 |
| 2025-11-07 | 9,566 | $7.07 |
| 2025-10-17 | 8,752 | $7.03 |
| 2025-10-01 | 32,231 | $7.27 |
| 2025-09-30 | 484 | $7.45 |
| 2025-09-22 | 6,235 | $7.47 |
| 2025-09-17 | 5,630 | $7.55 |
| 2025-09-15 | 44,986 | $7.51 |
| 2025-09-12 | 45,921 | $7.55 |
| 2025-08-29 | 7,385 | $7.31 |
| 2025-08-25 | 11,634 | $7.37 |
| 2025-08-18 | 6,669 | $7.38 |
| 2025-08-14 | 2,800 | $7.25 |
| 2025-08-13 | 1,229 | $7.23 |
Showing 90 most recent of 113.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 65535H208 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.