Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 665162194
Over the rolling 12-month window, securities of NORTHERN FDS NORTHERN TR TAX E failed to deliver in the NSCC's Continuous Net Settlement system on 60 settlement days, totaling 318,527 fail shares and peaking at 148,805 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 28,863 | $49.33 |
| 2026-10-09 | 28,859 | $49.08 |
| 2026-10-08 | 24,668 | $48.88 |
| 2026-10-07 | 29,664 | $49.11 |
| 2026-10-06 | 559,604 | $49.18 |
| 2026-10-05 | 27,941 | $49.09 |
| 2026-10-02 | 11 | $49.22 |
| 2026-10-01 | 8,025 | $49.00 |
| 2026-09-30 | 91,489 | $48.61 |
| 2026-09-29 | 157,551 | $48.74 |
| 2026-09-28 | 135,951 | $49.06 |
| 2026-09-25 | 11 | $49.26 |
| 2026-09-24 | 7 | $49.48 |
| 2026-09-23 | 1 | $49.83 |
| 2026-09-21 | 21,560 | $49.84 |
| 2026-09-18 | 20,000 | $49.94 |
| 2026-09-17 | 5 | $49.77 |
| 2026-09-16 | 33,913 | $49.75 |
| 2026-09-15 | 34,113 | $49.87 |
| 2026-09-11 | 50,432 | $49.80 |
| 2026-09-10 | 50,525 | $50.08 |
| 2026-09-09 | 9 | $50.23 |
| 2026-09-08 | 4 | $50.28 |
| 2026-09-04 | 4 | $50.29 |
| 2026-08-31 | 668 | $50.86 |
| 2026-08-28 | 667 | $50.79 |
| 2026-08-27 | 271 | $50.93 |
| 2026-08-25 | 3,175 | $50.91 |
| 2026-08-24 | 3,908 | $50.91 |
| 2026-08-21 | 3,909 | $50.94 |
| 2026-08-20 | 3,910 | $50.88 |
| 2026-08-17 | 4,566 | $51.05 |
| 2026-08-14 | 4,570 | $51.16 |
| 2026-08-13 | 11,634 | $51.00 |
| 2026-08-12 | 11,631 | $50.97 |
| 2026-08-11 | 5,633 | $50.94 |
| 2026-08-10 | 5,633 | $50.96 |
| 2026-08-03 | 2 | $50.81 |
| 2026-07-31 | 3 | $50.86 |
| 2026-07-30 | 4 | $50.93 |
| 2026-07-27 | 8,187 | $50.81 |
| 2026-07-08 | 6,130 | $51.52 |
| 2026-07-07 | 2,371 | $51.64 |
| 2026-07-06 | 2,373 | $51.63 |
| 2026-07-02 | 2,377 | $51.60 |
| 2026-05-29 | 1,995 | $51.54 |
| 2026-05-01 | 20 | $51.51 |
| 2026-04-30 | 20 | $51.51 |
| 2026-04-14 | 1 | $51.64 |
| 2026-04-13 | 1 | $51.53 |
| 2026-04-10 | 1 | $51.60 |
| 2026-04-08 | 390 | $51.36 |
| 2026-04-07 | 98 | $51.33 |
| 2026-04-06 | 98 | $51.35 |
| 2026-04-02 | 98 | $51.26 |
| 2026-03-31 | 4,087 | $51.11 |
| 2026-03-30 | 6,477 | $51.08 |
| 2026-03-27 | 607 | $51.06 |
| 2026-03-26 | 907 | $51.14 |
| 2026-03-25 | 907 | $50.96 |
| 2026-03-24 | 907 | $51.24 |
| 2026-03-23 | 148,805 | $51.16 |
| 2026-03-20 | 33,417 | $51.49 |
| 2026-03-19 | 32,526 | $51.56 |
| 2026-02-12 | 1 | $51.91 |
| 2026-02-11 | 1 | $51.95 |
| 2026-02-10 | 1 | $51.96 |
| 2026-02-05 | 32,395 | $51.82 |
| 2026-02-04 | 31,635 | $51.77 |
| 2026-02-03 | 1 | $51.74 |
| 2026-01-28 | 2 | $51.80 |
| 2026-01-27 | 2 | $51.74 |
| 2026-01-26 | 207 | $51.76 |
| 2026-01-23 | 197 | $51.74 |
| 2026-01-22 | 197 | $51.73 |
| 2026-01-13 | 17 | $51.77 |
| 2026-01-12 | 17 | $51.80 |
| 2026-01-09 | 19 | $51.73 |
| 2026-01-07 | 19,973 | $51.63 |
| 2025-12-31 | 2 | $51.43 |
| 2025-12-30 | 2 | $51.48 |
| 2025-12-15 | 51 | $51.40 |
| 2025-12-12 | 51 | $51.41 |
| 2025-12-11 | 51 | $51.41 |
| 2025-12-09 | 2 | $51.36 |
| 2025-12-08 | 1 | $51.44 |
| 2025-11-12 | 2,042 | $51.54 |
| 2025-11-10 | 1 | $51.43 |
| 2025-10-31 | 20 | $51.50 |
| 2025-10-30 | 20 | $51.55 |
Showing 90 most recent of 105.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 665162194 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.