Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 670656107
Over the rolling 12-month window, securities of NUVEEN NEW YORK AMT-FREE QUALI failed to deliver in the NSCC's Continuous Net Settlement system on 109 settlement days, totaling 1,082,336 fail shares and peaking at 158,451 shares on 2025-09-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-25 | 833 | $9.41 |
| 2026-09-24 | 1,953 | $9.59 |
| 2026-09-21 | 321 | $9.71 |
| 2026-09-17 | 4,675 | $9.71 |
| 2026-09-16 | 6,537 | $9.70 |
| 2026-09-15 | 25,324 | $9.97 |
| 2026-09-14 | 7,498 | $9.94 |
| 2026-09-11 | 3,611 | $9.82 |
| 2026-09-09 | 1,811 | $10.06 |
| 2026-09-03 | 12,081 | $10.07 |
| 2026-09-02 | 3,723 | $10.10 |
| 2026-08-31 | 896 | $10.22 |
| 2026-08-26 | 653 | $10.20 |
| 2026-08-24 | 3,788 | $10.12 |
| 2026-08-21 | 1,438 | $10.21 |
| 2026-08-19 | 1,765 | $10.35 |
| 2026-08-18 | 234 | $10.45 |
| 2026-08-17 | 76 | $10.61 |
| 2026-08-14 | 76 | $10.66 |
| 2026-08-13 | 6,493 | $10.52 |
| 2026-08-11 | 9,273 | $10.50 |
| 2026-08-07 | 2,003 | $10.33 |
| 2026-08-06 | 2,700 | $10.33 |
| 2026-08-05 | 1,198 | $10.34 |
| 2026-08-04 | 5,515 | $10.28 |
| 2026-08-03 | 14,364 | $10.33 |
| 2026-07-31 | 10,583 | $10.35 |
| 2026-07-30 | 2,924 | $10.33 |
| 2026-07-29 | 937 | $10.36 |
| 2026-07-28 | 2,832 | $10.36 |
| 2026-07-24 | 666 | $10.36 |
| 2026-07-23 | 3,653 | $10.48 |
| 2026-07-22 | 1,896 | $10.48 |
| 2026-07-20 | 160 | $10.60 |
| 2026-07-16 | 223 | $10.69 |
| 2026-07-15 | 23,750 | $10.76 |
| 2026-07-14 | 3,098 | $10.69 |
| 2026-07-09 | 2,027 | $10.62 |
| 2026-07-08 | 6,025 | $10.70 |
| 2026-07-01 | 1,735 | $10.72 |
| 2026-06-26 | 196 | $10.61 |
| 2026-06-25 | 433 | $10.60 |
| 2026-06-18 | 874 | $10.56 |
| 2026-06-17 | 875 | $10.56 |
| 2026-06-16 | 6,178 | $10.61 |
| 2026-06-15 | 9,554 | $10.62 |
| 2026-06-12 | 3,147 | $10.63 |
| 2026-06-11 | 15,859 | $10.61 |
| 2026-06-09 | 9,042 | $10.51 |
| 2026-06-08 | 2,572 | $10.47 |
| 2026-06-05 | 13,905 | $10.53 |
| 2026-06-04 | 9,360 | $10.43 |
| 2026-06-03 | 4,304 | $10.58 |
| 2026-06-02 | 1,106 | $10.56 |
| 2026-06-01 | 1,301 | $10.62 |
| 2026-05-29 | 2,014 | $10.60 |
| 2026-05-28 | 10,403 | $10.52 |
| 2026-05-27 | 4,469 | $10.46 |
| 2026-05-19 | 122 | $10.35 |
| 2026-05-18 | 1,292 | $10.42 |
| 2026-05-15 | 27,264 | $10.61 |
| 2026-05-14 | 2,496 | $10.62 |
| 2026-05-13 | 16,900 | $10.61 |
| 2026-05-12 | 796 | $10.72 |
| 2026-05-08 | 2,135 | $10.70 |
| 2026-05-07 | 11,528 | $10.69 |
| 2026-05-06 | 14,165 | $10.60 |
| 2026-05-04 | 7,500 | $10.66 |
| 2026-04-24 | 1,199 | $10.48 |
| 2026-04-23 | 3,731 | $10.48 |
| 2026-04-22 | 7,149 | $10.44 |
| 2026-04-21 | 4,287 | $10.46 |
| 2026-04-20 | 1,715 | $10.48 |
| 2026-04-17 | 7,684 | $10.39 |
| 2026-04-16 | 5,886 | $10.39 |
| 2026-04-15 | 10,999 | $10.49 |
| 2026-04-14 | 2,625 | $10.50 |
| 2026-04-08 | 1,708 | $10.30 |
| 2026-04-01 | 9,911 | $10.21 |
| 2026-03-18 | 743 | $10.39 |
| 2026-03-13 | 22,675 | $10.41 |
| 2026-03-11 | 4,323 | $10.49 |
| 2026-03-10 | 13,104 | $10.45 |
| 2026-03-05 | 14,460 | $10.49 |
| 2026-02-11 | 538 | $10.24 |
| 2026-02-10 | 3,307 | $10.21 |
| 2026-01-14 | 10 | $10.23 |
| 2026-01-13 | 1,431 | $10.20 |
| 2026-01-08 | 4,873 | $10.14 |
| 2025-12-30 | 8,328 | $10.13 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 670656107 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.