Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67073B106
Over the rolling 12-month window, securities of NUVEEN PFD & INC OPPORTUNITIES failed to deliver in the NSCC's Continuous Net Settlement system on 73 settlement days, totaling 2,529,282 fail shares and peaking at 860,243 shares on 2026-01-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-22 | 138 | $6.98 |
| 2026-09-16 | 58 | $6.99 |
| 2026-09-02 | 1,363 | $7.37 |
| 2026-09-01 | 10,520 | $7.34 |
| 2026-08-31 | 4,514 | $7.38 |
| 2026-08-28 | 5,912 | $7.47 |
| 2026-08-27 | 169 | $7.49 |
| 2026-08-14 | 3,960 | $7.70 |
| 2026-08-12 | 14,684 | $7.75 |
| 2026-08-11 | 20,212 | $7.80 |
| 2026-08-10 | 133,256 | $7.73 |
| 2026-08-06 | 10,693 | $7.74 |
| 2026-08-05 | 10,363 | $7.76 |
| 2026-08-03 | 9,559 | $7.69 |
| 2026-07-08 | 7 | $7.89 |
| 2026-07-07 | 11,751 | $7.85 |
| 2026-06-30 | 1,585 | $7.85 |
| 2026-06-24 | 827 | $7.74 |
| 2026-06-18 | 4,731 | $7.79 |
| 2026-06-17 | 549 | $7.82 |
| 2026-06-15 | 28,926 | $7.79 |
| 2026-06-11 | 55,995 | $7.78 |
| 2026-06-08 | 2,457 | $7.81 |
| 2026-06-05 | 22,294 | $7.83 |
| 2026-06-03 | 6,262 | $7.86 |
| 2026-05-19 | 197 | $7.69 |
| 2026-05-15 | 8,178 | $7.95 |
| 2026-05-14 | 1 | $7.98 |
| 2026-05-07 | 5,695 | $8.04 |
| 2026-05-05 | 3,036 | $7.97 |
| 2026-04-27 | 1,067 | $7.95 |
| 2026-04-15 | 29,780 | $7.94 |
| 2026-04-14 | 4,890 | $7.94 |
| 2026-04-07 | 1,000 | $7.66 |
| 2026-04-06 | 10,438 | $7.66 |
| 2026-04-02 | 2,984 | $7.79 |
| 2026-03-30 | 1,847 | $7.42 |
| 2026-03-27 | 1,528 | $7.65 |
| 2026-03-26 | 110,011 | $7.90 |
| 2026-03-25 | 110,606 | $7.81 |
| 2026-03-23 | 76,396 | $7.77 |
| 2026-03-13 | 6,234 | $8.01 |
| 2026-03-12 | 390 | $8.05 |
| 2026-03-11 | 22,390 | $8.08 |
| 2026-03-09 | 21,215 | $8.07 |
| 2026-03-06 | 9,906 | $8.14 |
| 2026-03-05 | 10,757 | $8.18 |
| 2026-03-04 | 87,004 | $8.14 |
| 2026-02-25 | 5,254 | $8.22 |
| 2026-02-20 | 6,640 | $8.16 |
| 2026-02-17 | 10,000 | $8.25 |
| 2026-02-13 | 54,140 | $8.27 |
| 2026-02-12 | 6,909 | $8.29 |
| 2026-02-11 | 29,150 | $8.26 |
| 2026-02-10 | 35,568 | $8.25 |
| 2026-02-06 | 25,000 | $8.26 |
| 2026-02-05 | 1 | $8.24 |
| 2026-02-04 | 19,605 | $8.21 |
| 2026-01-30 | 8 | $8.14 |
| 2026-01-20 | 860,243 | $8.03 |
| 2026-01-15 | 39,722 | $8.16 |
| 2026-01-14 | 1,450 | $8.17 |
| 2026-01-13 | 11,660 | $8.17 |
| 2026-01-09 | 12,052 | $8.15 |
| 2026-01-08 | 13 | $8.14 |
| 2025-12-12 | 11,376 | $8.16 |
| 2025-12-04 | 2,004 | $8.29 |
| 2025-11-14 | 79,418 | $8.11 |
| 2025-11-13 | 59,461 | $8.14 |
| 2025-11-05 | 379 | $8.12 |
| 2025-10-21 | 432 | $8.14 |
| 2025-10-20 | 2,694 | $8.11 |
| 2025-10-16 | 148,074 | $8.15 |
| 2025-10-15 | 222,210 | $8.16 |
| 2025-10-10 | 15,919 | $8.21 |
| 2025-10-08 | 135 | $8.19 |
| 2025-10-07 | 4,329 | $8.16 |
| 2025-10-06 | 24 | $8.15 |
| 2025-10-03 | 24 | $8.18 |
| 2025-09-29 | 246 | $8.02 |
| 2025-09-26 | 2,314 | $8.07 |
| 2025-09-24 | 328 | $8.15 |
| 2025-09-15 | 60,588 | $8.26 |
| 2025-09-12 | 54,529 | $8.25 |
| 2025-09-08 | 46,700 | $8.15 |
| 2025-09-05 | 46,700 | $8.13 |
| 2025-09-04 | 7,666 | $8.11 |
| 2025-08-25 | 7,900 | $8.07 |
| 2025-08-15 | 8,119 | $8.10 |
| 2025-08-13 | 9,310 | $8.07 |
Showing 90 most recent of 98.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67073B106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.