Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67074Y105
Over the rolling 12-month window, securities of NUVEEN REAL ASSET INCOME & failed to deliver in the NSCC's Continuous Net Settlement system on 87 settlement days, totaling 858,711 fail shares and peaking at 187,719 shares on 2026-03-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 821 | $10.51 |
| 2026-10-05 | 35 | $10.90 |
| 2026-10-01 | 694 | $10.77 |
| 2026-09-18 | 482 | $11.61 |
| 2026-09-11 | 301 | $12.08 |
| 2026-09-02 | 609 | $12.17 |
| 2026-09-01 | 416 | $12.18 |
| 2026-07-09 | 143 | $13.00 |
| 2026-07-08 | 956 | $13.10 |
| 2026-06-12 | 4,766 | $12.83 |
| 2026-06-08 | 1 | $12.60 |
| 2026-05-15 | 3,911 | $13.14 |
| 2026-05-13 | 2,032 | $13.14 |
| 2026-05-12 | 83 | $13.13 |
| 2026-05-11 | 4,473 | $13.15 |
| 2026-05-06 | 3,453 | $13.04 |
| 2026-05-05 | 1,252 | $12.93 |
| 2026-04-22 | 1,453 | $13.05 |
| 2026-04-15 | 524 | $12.92 |
| 2026-04-09 | 568 | $12.85 |
| 2026-03-27 | 3 | $12.07 |
| 2026-03-26 | 3,739 | $12.10 |
| 2026-03-19 | 2,062 | $12.32 |
| 2026-03-18 | 1,651 | $12.46 |
| 2026-03-17 | 2,292 | $12.54 |
| 2026-03-16 | 853 | $12.59 |
| 2026-03-13 | 19,611 | $12.82 |
| 2026-03-12 | 57,621 | $12.85 |
| 2026-03-11 | 80,731 | $12.64 |
| 2026-03-10 | 35,490 | $12.58 |
| 2026-03-09 | 187,719 | $12.57 |
| 2026-03-06 | 11,904 | $12.80 |
| 2026-03-05 | 11,056 | $12.91 |
| 2026-03-04 | 15,570 | $13.03 |
| 2026-03-03 | 8,876 | $13.19 |
| 2026-03-02 | 10,525 | $13.29 |
| 2026-02-27 | 15,618 | $13.17 |
| 2026-02-26 | 18,516 | $13.14 |
| 2026-02-25 | 3,711 | $13.17 |
| 2026-02-24 | 3,922 | $13.12 |
| 2026-02-19 | 519 | $13.18 |
| 2026-02-18 | 15,575 | $13.22 |
| 2026-02-17 | 18,027 | $13.24 |
| 2026-02-13 | 15,505 | $13.16 |
| 2026-02-12 | 7,184 | $13.13 |
| 2026-02-10 | 635 | $12.81 |
| 2026-02-09 | 958 | $12.97 |
| 2026-02-06 | 1,509 | $13.00 |
| 2026-02-04 | 5,094 | $13.12 |
| 2026-02-03 | 20,312 | $13.15 |
| 2026-02-02 | 21,855 | $13.08 |
| 2026-01-29 | 109,286 | $12.99 |
| 2026-01-28 | 910 | $13.68 |
| 2026-01-27 | 2,591 | $13.73 |
| 2026-01-14 | 2,016 | $13.82 |
| 2026-01-13 | 5,276 | $13.81 |
| 2026-01-07 | 347 | $13.69 |
| 2025-12-30 | 150 | $13.48 |
| 2025-12-22 | 367 | $13.38 |
| 2025-12-17 | 380 | $13.51 |
| 2025-12-16 | 8,427 | $13.56 |
| 2025-12-15 | 9,260 | $13.70 |
| 2025-12-12 | 3,674 | $13.72 |
| 2025-12-11 | 2,170 | $13.72 |
| 2025-12-10 | 1,166 | $13.70 |
| 2025-12-08 | 28 | $13.79 |
| 2025-12-05 | 4,874 | $13.75 |
| 2025-12-04 | 435 | $13.70 |
| 2025-12-01 | 5,718 | $13.80 |
| 2025-11-28 | 127 | $13.64 |
| 2025-11-14 | 9,159 | $13.77 |
| 2025-11-13 | 7,429 | $13.87 |
| 2025-11-12 | 2,684 | $13.82 |
| 2025-11-07 | 981 | $13.75 |
| 2025-11-05 | 6,194 | $13.70 |
| 2025-11-04 | 1,937 | $13.88 |
| 2025-10-28 | 664 | $14.08 |
| 2025-10-24 | 1,197 | $13.95 |
| 2025-10-23 | 1,287 | $13.93 |
| 2025-10-22 | 539 | $13.97 |
| 2025-10-20 | 467 | $13.77 |
| 2025-10-15 | 6,231 | $14.04 |
| 2025-10-14 | 3,649 | $14.05 |
| 2025-10-09 | 2,357 | $14.12 |
| 2025-10-06 | 7,944 | $14.30 |
| 2025-09-15 | 5,514 | $14.23 |
| 2025-09-12 | 3 | $14.12 |
| 2025-09-02 | 2,200 | $13.60 |
| 2025-08-28 | 9 | $13.38 |
| 2025-08-25 | 50 | $13.45 |
Showing 90 most recent of 98.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67074Y105 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.