Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67074Y113
Over the rolling 12-month window, securities of NUVEEN REAL ASSET INCOME & GRO failed to deliver in the NSCC's Continuous Net Settlement system on 12 settlement days, totaling 2,081,999 fail shares and peaking at 708,073 shares on 2026-02-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-02-27 | 11,951 | $0.03 |
| 2026-02-26 | 127,401 | $0.03 |
| 2026-02-25 | 26,933 | $0.02 |
| 2026-02-24 | 49,999 | $0.02 |
| 2026-02-23 | 125,586 | $0.02 |
| 2026-02-20 | 93,636 | $0.02 |
| 2026-02-19 | 18,332 | $0.02 |
| 2026-02-18 | 1,864 | $0.02 |
| 2026-02-17 | 491,666 | $0.02 |
| 2026-02-13 | 708,073 | $0.01 |
| 2026-02-12 | 382,483 | $0.02 |
| 2026-02-11 | 44,075 | $0.08 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67074Y113 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.