Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 670750108
Over the rolling 12-month window, securities of NUVEEN MULTI-ASSET INCOME FD C failed to deliver in the NSCC's Continuous Net Settlement system on 38 settlement days, totaling 102,836 fail shares and peaking at 14,087 shares on 2026-01-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 21 | $14.09 |
| 2026-09-25 | 36 | $14.02 |
| 2026-09-23 | 38 | $14.42 |
| 2026-09-22 | 41 | $14.29 |
| 2026-09-15 | 4,405 | $14.41 |
| 2026-09-11 | 675 | $14.46 |
| 2026-08-28 | 1,326 | $14.35 |
| 2026-07-15 | 6,605 | $14.23 |
| 2026-06-30 | 643 | $14.00 |
| 2026-06-09 | 847 | $13.66 |
| 2026-06-08 | 1 | $13.66 |
| 2026-05-15 | 13,552 | $14.33 |
| 2026-05-08 | 187 | $13.97 |
| 2026-04-13 | 3,727 | $13.57 |
| 2026-03-20 | 881 | $12.50 |
| 2026-03-13 | 1,482 | $12.85 |
| 2026-03-12 | 1,465 | $13.08 |
| 2026-03-11 | 915 | $13.00 |
| 2026-02-13 | 275 | $13.84 |
| 2026-02-11 | 33 | $13.88 |
| 2026-01-16 | 9,951 | $13.22 |
| 2026-01-15 | 5,822 | $13.38 |
| 2026-01-14 | 14,087 | $13.34 |
| 2025-12-17 | 10,771 | $12.86 |
| 2025-12-15 | 4,185 | $13.02 |
| 2025-12-12 | 1,126 | $13.06 |
| 2025-12-04 | 1 | $13.25 |
| 2025-11-21 | 3,746 | $12.72 |
| 2025-11-14 | 68 | $13.20 |
| 2025-11-13 | 1,501 | $13.38 |
| 2025-11-12 | 9,350 | $13.28 |
| 2025-11-06 | 4 | $13.22 |
| 2025-10-15 | 545 | $13.04 |
| 2025-10-02 | 224 | $13.05 |
| 2025-09-18 | 388 | $12.90 |
| 2025-09-17 | 388 | $12.94 |
| 2025-09-15 | 2,006 | $13.01 |
| 2025-09-09 | 865 | $12.78 |
| 2025-08-25 | 1,842 | $12.68 |
| 2025-08-18 | 921 | $12.67 |
| 2025-08-15 | 437 | $12.69 |
| 2025-08-14 | 4,000 | $12.78 |
| 2025-08-07 | 6 | $12.57 |
| 2025-08-04 | 9 | $12.35 |
| 2025-07-28 | 10 | $12.67 |
| 2025-07-07 | 3 | $12.70 |
| 2025-06-09 | 6,245 | $12.58 |
| 2025-06-06 | 135 | $12.55 |
| 2025-06-05 | 1,683 | $12.59 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 670750108 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.