Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67075A106
Over the rolling 12-month window, securities of NUVEEN PREFERRED SECURITIES & failed to deliver in the NSCC's Continuous Net Settlement system on 32 settlement days, totaling 39,578 fail shares and peaking at 4,439 shares on 2025-06-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-09-24 | 2,250 | $20.68 |
| 2025-09-23 | 100 | $20.68 |
| 2025-09-17 | 1,946 | $20.70 |
| 2025-09-16 | 920 | $20.60 |
| 2025-09-15 | 966 | $20.69 |
| 2025-09-12 | 423 | $20.70 |
| 2025-09-10 | 1,252 | $20.54 |
| 2025-09-08 | 580 | $20.47 |
| 2025-09-05 | 1,288 | $20.42 |
| 2025-09-04 | 1,798 | $20.34 |
| 2025-09-03 | 1,350 | $20.29 |
| 2025-08-07 | 268 | $20.37 |
| 2025-08-06 | 457 | $20.43 |
| 2025-07-30 | 2,891 | $20.35 |
| 2025-07-29 | 1,759 | $20.48 |
| 2025-07-28 | 1,643 | $20.43 |
| 2025-07-18 | 319 | $20.46 |
| 2025-07-15 | 987 | $20.66 |
| 2025-07-14 | 677 | $20.65 |
| 2025-07-11 | 998 | $20.71 |
| 2025-07-10 | 300 | $20.73 |
| 2025-07-08 | 100 | $20.71 |
| 2025-07-07 | 101 | $20.67 |
| 2025-07-03 | 1,184 | $20.77 |
| 2025-07-02 | 1,921 | $20.81 |
| 2025-07-01 | 1,098 | $20.80 |
| 2025-06-23 | 902 | $20.31 |
| 2025-06-20 | 245 | $20.27 |
| 2025-06-13 | 4,439 | $20.59 |
| 2025-06-11 | 4,318 | $20.57 |
| 2025-06-04 | 577 | $20.27 |
| 2025-06-02 | 1,521 | $20.21 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67075A106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.