Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67075J107
Over the rolling 12-month window, securities of NUVEEN MULTI-MKT INCOME FD COM failed to deliver in the NSCC's Continuous Net Settlement system on 92 settlement days, totaling 79,762 fail shares and peaking at 6,505 shares on 2025-09-05. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 3,914 | $5.60 |
| 2026-10-09 | 3,914 | $5.56 |
| 2026-10-08 | 3,996 | $5.53 |
| 2026-10-02 | 2,740 | $5.54 |
| 2026-10-01 | 1,306 | $5.49 |
| 2026-09-30 | 930 | $5.48 |
| 2026-09-29 | 1,728 | $5.48 |
| 2026-09-28 | 247 | $5.56 |
| 2026-09-15 | 1,243 | $5.59 |
| 2026-09-14 | 2,851 | $5.68 |
| 2026-09-11 | 1,077 | $5.71 |
| 2026-09-09 | 919 | $5.78 |
| 2026-09-08 | 188 | $5.79 |
| 2026-09-04 | 530 | $5.77 |
| 2026-09-03 | 627 | $5.78 |
| 2026-09-02 | 300 | $5.78 |
| 2026-09-01 | 5,005 | $5.84 |
| 2026-08-31 | 5,777 | $5.81 |
| 2026-08-28 | 141 | $5.80 |
| 2026-08-27 | 52 | $5.81 |
| 2026-08-21 | 14 | $5.76 |
| 2026-08-20 | 2,136 | $5.79 |
| 2026-08-19 | 3,280 | $5.75 |
| 2026-08-18 | 5,004 | $5.77 |
| 2026-08-17 | 2,553 | $5.78 |
| 2026-08-14 | 50 | $5.83 |
| 2026-08-13 | 3,205 | $5.81 |
| 2026-08-12 | 2,745 | $5.83 |
| 2026-08-10 | 1,270 | $5.78 |
| 2026-08-07 | 1,792 | $5.80 |
| 2026-08-03 | 809 | $5.77 |
| 2026-07-31 | 411 | $5.80 |
| 2026-07-30 | 386 | $5.78 |
| 2026-07-29 | 36 | $5.78 |
| 2026-07-28 | 38 | $5.76 |
| 2026-07-27 | 46 | $5.73 |
| 2026-07-24 | 1 | $5.74 |
| 2026-07-21 | 1 | $5.81 |
| 2026-07-20 | 73 | $5.84 |
| 2026-07-16 | 29 | $5.83 |
| 2026-07-15 | 140 | $5.81 |
| 2026-07-14 | 139 | $5.81 |
| 2026-07-13 | 398 | $5.83 |
| 2026-07-10 | 93 | $5.84 |
| 2026-07-09 | 953 | $5.86 |
| 2026-07-08 | 853 | $5.88 |
| 2026-06-29 | 16 | $5.87 |
| 2026-06-25 | 3,626 | $5.81 |
| 2026-06-24 | 3,626 | $5.81 |
| 2026-06-23 | 146 | $5.82 |
| 2026-06-22 | 46 | $5.81 |
| 2026-06-15 | 662 | $5.81 |
| 2026-06-12 | 176 | $5.82 |
| 2026-06-10 | 1,115 | $5.82 |
| 2026-06-02 | 519 | $5.79 |
| 2026-05-26 | 235 | $5.77 |
| 2026-05-22 | 353 | $5.72 |
| 2026-05-15 | 165 | $5.79 |
| 2026-05-08 | 556 | $5.82 |
| 2026-05-07 | 105 | $5.86 |
| 2026-05-06 | 94 | $5.83 |
| 2026-04-24 | 170 | $5.89 |
| 2026-04-23 | 63 | $5.91 |
| 2026-04-22 | 236 | $5.91 |
| 2026-04-21 | 155 | $5.93 |
| 2026-04-09 | 104 | $5.98 |
| 2026-04-06 | 4,217 | $5.94 |
| 2026-04-02 | 1 | $5.92 |
| 2026-03-25 | 295 | $5.83 |
| 2026-03-24 | 1,424 | $5.82 |
| 2026-03-23 | 571 | $5.78 |
| 2026-03-20 | 1,070 | $5.85 |
| 2026-03-18 | 129 | $5.89 |
| 2026-03-12 | 47 | $5.95 |
| 2026-03-11 | 288 | $5.97 |
| 2026-03-10 | 211 | $5.95 |
| 2026-03-06 | 179 | $6.05 |
| 2026-03-05 | 323 | $6.06 |
| 2026-03-02 | 34 | $6.30 |
| 2026-02-26 | 22 | $6.21 |
| 2026-02-25 | 1,222 | $6.18 |
| 2026-02-24 | 1,124 | $6.21 |
| 2026-02-13 | 1,034 | $6.18 |
| 2026-02-12 | 926 | $6.20 |
| 2026-02-11 | 1,633 | $6.17 |
| 2026-02-10 | 1,844 | $6.15 |
| 2026-02-02 | 360 | $6.19 |
| 2026-01-27 | 2,499 | $6.17 |
| 2026-01-26 | 448 | $6.20 |
| 2026-01-21 | 262 | $6.12 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67075J107 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.