Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67080R102
Over the rolling 12-month window, securities of NUVEEN VAR RATE PFD & INCOME F failed to deliver in the NSCC's Continuous Net Settlement system on 85 settlement days, totaling 596,978 fail shares and peaking at 336,496 shares on 2026-01-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,936 | $17.80 |
| 2026-10-09 | 744 | $17.56 |
| 2026-10-08 | 157 | $17.46 |
| 2026-10-07 | 4,937 | $17.55 |
| 2026-10-02 | 392 | $17.63 |
| 2026-10-01 | 394 | $17.31 |
| 2026-09-17 | 61 | $17.76 |
| 2026-09-03 | 2,595 | $18.83 |
| 2026-09-02 | 16,000 | $18.58 |
| 2026-08-06 | 392 | $18.33 |
| 2026-08-04 | 1 | $18.22 |
| 2026-07-22 | 142 | $18.60 |
| 2026-07-17 | 249 | $18.58 |
| 2026-07-16 | 28 | $18.65 |
| 2026-07-14 | 2,528 | $18.79 |
| 2026-07-02 | 994 | $18.81 |
| 2026-06-15 | 1,230 | $18.73 |
| 2026-06-12 | 887 | $18.66 |
| 2026-06-09 | 1 | $18.76 |
| 2026-06-02 | 1,395 | $18.99 |
| 2026-05-14 | 121 | $19.31 |
| 2026-05-12 | 10 | $19.41 |
| 2026-04-09 | 2 | $18.79 |
| 2026-03-25 | 5,222 | $18.61 |
| 2026-03-24 | 732 | $18.98 |
| 2026-03-16 | 2,914 | $19.16 |
| 2026-03-12 | 88 | $19.15 |
| 2026-03-11 | 134 | $19.14 |
| 2026-02-12 | 3,738 | $19.79 |
| 2026-02-06 | 16,321 | $19.76 |
| 2026-02-05 | 19,634 | $19.55 |
| 2026-01-21 | 29 | $19.16 |
| 2026-01-20 | 336,496 | $19.20 |
| 2026-01-16 | 4,176 | $19.31 |
| 2026-01-15 | 10,058 | $19.35 |
| 2026-01-14 | 6,529 | $19.28 |
| 2026-01-13 | 3,571 | $19.20 |
| 2026-01-12 | 3,234 | $19.15 |
| 2026-01-08 | 1,304 | $19.15 |
| 2026-01-07 | 227 | $19.15 |
| 2025-12-30 | 508 | $19.07 |
| 2025-12-12 | 3,977 | $19.54 |
| 2025-12-11 | 6,247 | $19.54 |
| 2025-12-10 | 4,148 | $19.51 |
| 2025-12-09 | 1,195 | $19.52 |
| 2025-12-08 | 3,579 | $19.67 |
| 2025-12-05 | 38 | $19.68 |
| 2025-12-03 | 231 | $19.68 |
| 2025-12-02 | 658 | $19.74 |
| 2025-12-01 | 1,890 | $19.71 |
| 2025-11-28 | 1,421 | $19.60 |
| 2025-11-26 | 6 | $19.40 |
| 2025-11-25 | 28 | $19.30 |
| 2025-11-14 | 1,296 | $19.50 |
| 2025-11-10 | 3,437 | $19.84 |
| 2025-11-04 | 1,398 | $19.90 |
| 2025-11-03 | 1,003 | $19.92 |
| 2025-10-30 | 1,075 | $19.84 |
| 2025-10-29 | 3,830 | $19.79 |
| 2025-10-28 | 2,739 | $19.75 |
| 2025-10-23 | 266 | $19.75 |
| 2025-10-21 | 5,584 | $19.94 |
| 2025-10-15 | 13,729 | $19.95 |
| 2025-10-14 | 5,916 | $19.89 |
| 2025-10-10 | 91 | $19.88 |
| 2025-10-06 | 794 | $19.84 |
| 2025-10-01 | 3,358 | $19.96 |
| 2025-09-30 | 74 | $19.75 |
| 2025-09-24 | 4,604 | $20.00 |
| 2025-09-23 | 7,154 | $20.00 |
| 2025-09-22 | 2,519 | $19.87 |
| 2025-09-19 | 2,458 | $19.90 |
| 2025-09-16 | 1,097 | $19.59 |
| 2025-09-12 | 611 | $19.56 |
| 2025-09-10 | 2,174 | $19.64 |
| 2025-08-27 | 9 | $19.60 |
| 2025-08-26 | 226 | $19.56 |
| 2025-08-20 | 3,989 | $19.38 |
| 2025-08-19 | 8,426 | $19.20 |
| 2025-08-18 | 4,383 | $19.18 |
| 2025-08-15 | 851 | $19.34 |
| 2025-08-14 | 5,579 | $19.42 |
| 2025-08-13 | 887 | $19.44 |
| 2025-08-08 | 1,107 | $19.55 |
| 2025-08-01 | 416 | $19.45 |
| 2025-07-28 | 563 | $19.18 |
| 2025-07-25 | 2,654 | $19.11 |
| 2025-07-24 | 1,875 | $18.97 |
| 2025-07-18 | 7,296 | $19.06 |
| 2025-07-17 | 12,342 | $19.10 |
Showing 90 most recent of 105.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67080R102 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.