Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P110
Over the rolling 12-month window, securities of NUVEEN ESG 1-5 YEAR U.S. AGGRE failed to deliver in the NSCC's Continuous Net Settlement system on 145 settlement days, totaling 400,399 fail shares and peaking at 99,891 shares on 2025-09-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 1,026 | $22.62 |
| 2026-09-29 | 9,773 | $22.66 |
| 2026-08-26 | 11,564 | $23.09 |
| 2026-08-25 | 33,724 | $23.07 |
| 2026-08-24 | 35,196 | $23.06 |
| 2026-08-21 | 20,317 | $23.09 |
| 2026-08-20 | 8,892 | $23.11 |
| 2026-08-19 | 12,745 | $23.07 |
| 2026-08-18 | 19,263 | $23.08 |
| 2026-08-17 | 17,654 | $23.08 |
| 2026-08-14 | 8,465 | $23.10 |
| 2026-08-13 | 2,875 | $23.06 |
| 2026-08-12 | 6,660 | $23.05 |
| 2026-08-10 | 1,173 | $23.04 |
| 2026-08-07 | 1,774 | $23.02 |
| 2026-08-06 | 2,371 | $23.03 |
| 2026-08-05 | 1,876 | $23.04 |
| 2026-08-04 | 4,074 | $23.00 |
| 2026-07-29 | 43 | $23.06 |
| 2026-07-28 | 43 | $23.04 |
| 2026-07-27 | 1,054 | $23.03 |
| 2026-07-24 | 174 | $23.00 |
| 2026-07-23 | 89 | $23.04 |
| 2026-07-22 | 3 | $23.06 |
| 2026-07-20 | 4,748 | $23.11 |
| 2026-07-17 | 982 | $23.12 |
| 2026-07-16 | 5,133 | $23.10 |
| 2026-07-15 | 1,061 | $23.06 |
| 2026-07-13 | 1,101 | $23.06 |
| 2026-07-10 | 1,126 | $23.07 |
| 2026-07-09 | 1,394 | $23.05 |
| 2026-07-08 | 1,436 | $23.07 |
| 2026-07-07 | 50 | $23.11 |
| 2026-07-06 | 50 | $23.11 |
| 2026-07-02 | 5,944 | $23.09 |
| 2026-06-30 | 4 | $23.20 |
| 2026-06-26 | 3,097 | $23.18 |
| 2026-06-25 | 5,181 | $23.16 |
| 2026-06-24 | 4,033 | $23.13 |
| 2026-06-23 | 4,132 | $23.11 |
| 2026-06-18 | 857 | $23.11 |
| 2026-06-17 | 659 | $23.18 |
| 2026-06-16 | 658 | $23.17 |
| 2026-06-11 | 1 | $23.10 |
| 2026-06-05 | 4,764 | $23.13 |
| 2026-06-04 | 1,689 | $23.11 |
| 2026-06-03 | 74 | $23.11 |
| 2026-06-01 | 17,219 | $23.20 |
| 2026-05-29 | 334 | $23.17 |
| 2026-05-28 | 381 | $23.17 |
| 2026-05-22 | 179 | $23.15 |
| 2026-05-21 | 399 | $23.17 |
| 2026-05-20 | 524 | $23.07 |
| 2026-05-19 | 522 | $23.12 |
| 2026-05-18 | 69 | $23.12 |
| 2026-05-15 | 88 | $23.15 |
| 2026-05-14 | 87 | $23.16 |
| 2026-05-13 | 260 | $23.16 |
| 2026-05-12 | 472 | $23.18 |
| 2026-05-11 | 64 | $23.21 |
| 2026-05-08 | 906 | $23.17 |
| 2026-05-07 | 578 | $23.20 |
| 2026-05-06 | 577 | $23.16 |
| 2026-05-05 | 476 | $23.14 |
| 2026-04-29 | 1,280 | $23.27 |
| 2026-04-28 | 1,320 | $23.29 |
| 2026-04-27 | 1,320 | $23.31 |
| 2026-04-24 | 1,319 | $23.28 |
| 2026-04-22 | 3 | $23.27 |
| 2026-04-21 | 41 | $23.34 |
| 2026-04-20 | 3 | $23.34 |
| 2026-04-17 | 3 | $23.29 |
| 2026-04-16 | 519 | $23.30 |
| 2026-04-15 | 362 | $23.29 |
| 2026-04-14 | 100 | $23.26 |
| 2026-04-10 | 97 | $23.27 |
| 2026-04-08 | 155 | $23.23 |
| 2026-04-07 | 522 | $23.20 |
| 2026-04-06 | 296 | $23.23 |
| 2026-04-01 | 8 | $23.31 |
| 2026-03-31 | 182 | $23.24 |
| 2026-03-30 | 190 | $23.20 |
| 2026-03-27 | 69 | $23.17 |
| 2026-03-26 | 624 | $23.24 |
| 2026-03-25 | 623 | $23.21 |
| 2026-03-24 | 522 | $23.24 |
| 2026-03-20 | 115 | $23.29 |
| 2026-03-19 | 115 | $23.28 |
| 2026-03-18 | 115 | $23.33 |
| 2026-03-17 | 389 | $23.31 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P110 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.