Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P201
Over the rolling 12-month window, securities of NUVEEN ESG LARGE-CAP GROWTH ET failed to deliver in the NSCC's Continuous Net Settlement system on 92 settlement days, totaling 275,730 fail shares and peaking at 118,100 shares on 2026-05-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 20 | $113.55 |
| 2026-09-24 | 206 | $113.71 |
| 2026-08-27 | 4 | $113.87 |
| 2026-08-04 | 2,995 | $113.42 |
| 2026-07-29 | 96 | $110.94 |
| 2026-07-09 | 2,847 | $114.12 |
| 2026-07-07 | 280 | $115.48 |
| 2026-07-01 | 122 | $117.06 |
| 2026-06-30 | 667 | $115.34 |
| 2026-06-25 | 1,053 | $112.97 |
| 2026-06-24 | 5,201 | $112.66 |
| 2026-06-22 | 1,439 | $115.91 |
| 2026-06-15 | 1,675 | $112.37 |
| 2026-06-11 | 2,151 | $108.40 |
| 2026-06-10 | 1,934 | $110.83 |
| 2026-06-09 | 2,647 | $110.90 |
| 2026-06-03 | 3,657 | $115.33 |
| 2026-05-29 | 69 | $111.88 |
| 2026-05-18 | 118,100 | $109.36 |
| 2026-05-13 | 16 | $108.88 |
| 2026-04-24 | 152 | $102.77 |
| 2026-04-23 | 51 | $104.00 |
| 2026-04-20 | 306 | $102.47 |
| 2026-04-17 | 1,149 | $100.89 |
| 2026-04-16 | 79,343 | $100.31 |
| 2026-04-15 | 1,158 | $98.91 |
| 2026-04-14 | 1,656 | $97.63 |
| 2026-04-13 | 547 | $96.02 |
| 2026-04-10 | 867 | $95.99 |
| 2026-04-09 | 2,802 | $96.06 |
| 2026-04-08 | 1,935 | $93.19 |
| 2026-04-07 | 8,468 | $92.65 |
| 2026-04-06 | 8,568 | $92.25 |
| 2026-04-02 | 100 | $91.91 |
| 2026-04-01 | 546 | $90.94 |
| 2026-03-31 | 3,690 | $87.55 |
| 2026-03-30 | 3,058 | $88.10 |
| 2026-03-23 | 264 | $91.28 |
| 2026-03-20 | 57 | $93.18 |
| 2026-03-16 | 648 | $92.69 |
| 2026-03-13 | 225 | $93.51 |
| 2026-03-10 | 664 | $95.71 |
| 2026-03-09 | 1,107 | $94.32 |
| 2026-03-06 | 536 | $95.62 |
| 2026-03-05 | 544 | $95.42 |
| 2026-03-04 | 459 | $94.40 |
| 2026-03-02 | 638 | $95.24 |
| 2026-02-26 | 613 | $96.86 |
| 2026-02-25 | 1,348 | $95.83 |
| 2026-02-24 | 1,018 | $94.78 |
| 2026-02-19 | 1 | $96.61 |
| 2026-02-09 | 24 | $96.03 |
| 2026-02-02 | 129 | $97.84 |
| 2026-01-30 | 112 | $99.02 |
| 2026-01-26 | 313 | $98.42 |
| 2026-01-23 | 320 | $98.47 |
| 2026-01-16 | 573 | $98.58 |
| 2026-01-15 | 738 | $98.07 |
| 2025-12-26 | 318 | $99.12 |
| 2025-12-23 | 1,972 | $98.46 |
| 2025-12-15 | 908 | $97.38 |
| 2025-12-12 | 985 | $99.83 |
| 2025-12-08 | 236 | $99.28 |
| 2025-12-05 | 333 | $98.68 |
| 2025-12-01 | 727 | $97.89 |
| 2025-11-28 | 714 | $97.72 |
| 2025-11-21 | 567 | $94.08 |
| 2025-11-20 | 841 | $96.32 |
| 2025-11-13 | 313 | $99.74 |
| 2025-11-12 | 1,539 | $99.16 |
| 2025-10-27 | 1,177 | $100.99 |
| 2025-10-24 | 751 | $99.98 |
| 2025-10-23 | 428 | $99.06 |
| 2025-10-22 | 868 | $100.25 |
| 2025-10-15 | 56 | $98.90 |
| 2025-10-14 | 1,558 | $99.69 |
| 2025-10-10 | 540 | $101.02 |
| 2025-10-09 | 69 | $101.17 |
| 2025-10-08 | 122 | $99.70 |
| 2025-10-03 | 245 | $99.81 |
| 2025-10-02 | 245 | $99.38 |
| 2025-09-29 | 222 | $98.71 |
| 2025-09-25 | 488 | $98.49 |
| 2025-09-24 | 396 | $99.10 |
| 2025-09-23 | 5 | $100.18 |
| 2025-09-18 | 108 | $98.52 |
| 2025-09-17 | 88 | $98.94 |
| 2025-09-16 | 89 | $99.28 |
| 2025-09-12 | 145 | $99.75 |
| 2025-09-02 | 151 | $98.14 |
Showing 90 most recent of 109.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P201 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.