Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P300
Over the rolling 12-month window, securities of NUVEEN ESG LARGE-CAP VALUE ETF failed to deliver in the NSCC's Continuous Net Settlement system on 70 settlement days, totaling 221,989 fail shares and peaking at 33,926 shares on 2025-06-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-24 | 400 | $53.33 |
| 2026-09-18 | 475 | $53.29 |
| 2026-09-02 | 12 | $53.38 |
| 2026-08-24 | 643 | $53.36 |
| 2026-07-21 | 101 | $51.03 |
| 2026-07-16 | 768 | $51.26 |
| 2026-07-15 | 4,764 | $51.25 |
| 2026-07-09 | 985 | $50.75 |
| 2026-07-08 | 4,226 | $51.13 |
| 2026-07-07 | 3,227 | $50.89 |
| 2026-06-30 | 8,231 | $50.13 |
| 2026-06-26 | 1,234 | $49.88 |
| 2026-06-25 | 783 | $49.90 |
| 2026-06-23 | 311 | $49.84 |
| 2026-06-22 | 1,128 | $49.73 |
| 2026-06-18 | 3,407 | $49.85 |
| 2026-06-17 | 2,264 | $50.78 |
| 2026-06-12 | 2 | $50.31 |
| 2026-06-01 | 2,736 | $50.69 |
| 2026-05-29 | 2,824 | $50.85 |
| 2026-05-28 | 2,530 | $50.79 |
| 2026-05-27 | 2,886 | $50.92 |
| 2026-05-14 | 16 | $49.98 |
| 2026-05-13 | 463 | $49.93 |
| 2026-05-05 | 224 | $49.53 |
| 2026-05-04 | 563 | $49.79 |
| 2026-05-01 | 1,855 | $49.79 |
| 2026-04-30 | 1,370 | $48.92 |
| 2026-04-29 | 339 | $48.65 |
| 2026-04-24 | 232 | $48.52 |
| 2026-04-23 | 207 | $48.27 |
| 2026-04-21 | 6,589 | $48.52 |
| 2026-04-20 | 8,420 | $48.48 |
| 2026-04-17 | 8,324 | $48.00 |
| 2026-04-16 | 8,671 | $47.64 |
| 2026-04-15 | 180 | $47.56 |
| 2026-04-13 | 82 | $46.91 |
| 2026-04-09 | 54 | $47.31 |
| 2026-04-08 | 129 | $46.20 |
| 2026-04-02 | 787 | $45.85 |
| 2026-03-10 | 2,070 | $46.64 |
| 2026-03-09 | 2,910 | $46.45 |
| 2026-03-06 | 1,140 | $46.96 |
| 2026-03-05 | 513 | $47.52 |
| 2026-03-04 | 1 | $47.44 |
| 2026-03-03 | 772 | $47.83 |
| 2026-03-02 | 5,971 | $48.04 |
| 2026-02-27 | 5,113 | $48.07 |
| 2026-02-23 | 222 | $48.04 |
| 2026-02-20 | 531 | $47.62 |
| 2026-02-19 | 1 | $47.68 |
| 2026-02-03 | 26 | $47.47 |
| 2026-01-16 | 140 | $46.99 |
| 2026-01-15 | 2,875 | $46.76 |
| 2025-12-31 | 165 | $45.41 |
| 2025-12-30 | 240 | $45.50 |
| 2025-12-24 | 8,262 | $45.37 |
| 2025-12-23 | 1,703 | $45.33 |
| 2025-12-22 | 1,940 | $45.03 |
| 2025-12-19 | 5,541 | $44.86 |
| 2025-12-18 | 5,324 | $45.57 |
| 2025-12-17 | 24,619 | $45.69 |
| 2025-12-16 | 1,615 | $46.02 |
| 2025-12-12 | 838 | $46.14 |
| 2025-12-05 | 1,012 | $45.71 |
| 2025-11-13 | 496 | $45.39 |
| 2025-11-12 | 376 | $45.15 |
| 2025-10-27 | 18,450 | $44.53 |
| 2025-10-14 | 2,782 | $43.17 |
| 2025-09-18 | 1,481 | $43.06 |
| 2025-09-09 | 616 | $43.05 |
| 2025-09-03 | 404 | $42.91 |
| 2025-09-02 | 169 | $43.22 |
| 2025-08-26 | 1,275 | $43.10 |
| 2025-08-20 | 6 | $42.85 |
| 2025-08-12 | 6,877 | $41.97 |
| 2025-08-11 | 812 | $42.05 |
| 2025-08-07 | 1,509 | $41.91 |
| 2025-07-28 | 202 | $42.61 |
| 2025-07-25 | 200 | $42.50 |
| 2025-07-17 | 4,819 | $41.81 |
| 2025-07-16 | 10,283 | $41.73 |
| 2025-07-15 | 6,250 | $42.15 |
| 2025-07-02 | 2,477 | $42.27 |
| 2025-06-11 | 1 | $41.15 |
| 2025-06-06 | 11 | $40.65 |
| 2025-06-04 | 1,981 | $40.76 |
| 2025-06-03 | 33,926 | $40.51 |
| 2025-06-02 | 6,297 | $40.42 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P300 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.