Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P409
Over the rolling 12-month window, securities of NUVEEN ESG MID-CAP GROWTH ETF failed to deliver in the NSCC's Continuous Net Settlement system on 95 settlement days, totaling 51,586 fail shares and peaking at 5,930 shares on 2025-07-16. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 2 | $47.13 |
| 2026-10-08 | 24 | $47.21 |
| 2026-10-07 | 25 | $47.66 |
| 2026-10-06 | 66 | $46.83 |
| 2026-10-05 | 759 | $46.42 |
| 2026-10-02 | 735 | $45.98 |
| 2026-10-01 | 734 | $45.24 |
| 2026-09-30 | 693 | $45.37 |
| 2026-09-28 | 173 | $46.12 |
| 2026-09-25 | 142 | $46.16 |
| 2026-09-24 | 640 | $46.12 |
| 2026-09-23 | 445 | $46.40 |
| 2026-09-18 | 16 | $45.42 |
| 2026-09-17 | 453 | $45.20 |
| 2026-09-16 | 83 | $45.12 |
| 2026-09-10 | 296 | $45.76 |
| 2026-09-09 | 218 | $46.40 |
| 2026-09-08 | 219 | $46.55 |
| 2026-09-04 | 448 | $46.61 |
| 2026-09-01 | 18 | $47.93 |
| 2026-08-31 | 342 | $48.04 |
| 2026-08-28 | 273 | $48.70 |
| 2026-08-26 | 98 | $47.83 |
| 2026-08-17 | 308 | $49.25 |
| 2026-08-14 | 366 | $49.46 |
| 2026-08-13 | 345 | $48.72 |
| 2026-08-12 | 425 | $48.55 |
| 2026-08-11 | 31 | $48.44 |
| 2026-08-10 | 216 | $48.27 |
| 2026-08-07 | 374 | $47.03 |
| 2026-08-06 | 550 | $48.13 |
| 2026-08-05 | 550 | $48.19 |
| 2026-08-04 | 742 | $47.05 |
| 2026-08-03 | 1,162 | $46.04 |
| 2026-07-31 | 42 | $45.88 |
| 2026-07-28 | 388 | $45.83 |
| 2026-07-27 | 2,688 | $45.15 |
| 2026-07-24 | 2,688 | $45.24 |
| 2026-07-23 | 2,665 | $45.64 |
| 2026-07-22 | 2,745 | $46.28 |
| 2026-07-17 | 291 | $46.45 |
| 2026-07-16 | 575 | $46.57 |
| 2026-07-13 | 400 | $47.06 |
| 2026-07-10 | 393 | $47.41 |
| 2026-07-07 | 266 | $47.48 |
| 2026-07-06 | 266 | $46.91 |
| 2026-07-02 | 271 | $47.09 |
| 2026-07-01 | 5,324 | $46.96 |
| 2026-06-30 | 9,900 | $46.39 |
| 2026-06-25 | 383 | $45.22 |
| 2026-06-24 | 525 | $44.78 |
| 2026-06-22 | 436 | $45.25 |
| 2026-06-16 | 842 | $46.43 |
| 2026-06-12 | 136 | $45.91 |
| 2026-06-11 | 137 | $44.98 |
| 2026-05-14 | 445 | $45.14 |
| 2026-05-13 | 445 | $45.55 |
| 2026-04-30 | 93 | $43.02 |
| 2026-04-29 | 179 | $43.30 |
| 2026-04-28 | 1 | $43.80 |
| 2026-04-27 | 1 | $43.63 |
| 2026-04-23 | 320 | $44.36 |
| 2026-04-22 | 404 | $44.09 |
| 2026-04-21 | 448 | $44.26 |
| 2026-04-20 | 639 | $43.92 |
| 2026-04-17 | 319 | $43.12 |
| 2026-04-16 | 235 | $43.14 |
| 2026-04-15 | 286 | $42.39 |
| 2026-04-13 | 10 | $41.05 |
| 2026-04-10 | 336 | $41.55 |
| 2026-04-09 | 130 | $42.26 |
| 2026-04-08 | 354 | $41.18 |
| 2026-04-07 | 520 | $41.73 |
| 2026-04-06 | 360 | $41.62 |
| 2026-04-02 | 392 | $41.36 |
| 2026-04-01 | 121 | $41.08 |
| 2026-03-31 | 132 | $39.77 |
| 2026-03-30 | 677 | $39.99 |
| 2026-03-26 | 3 | $41.75 |
| 2026-03-25 | 57 | $41.49 |
| 2026-03-20 | 269 | $42.28 |
| 2026-03-12 | 129 | $42.75 |
| 2026-02-20 | 123 | $43.67 |
| 2026-02-19 | 127 | $43.78 |
| 2026-02-18 | 1,689 | $43.31 |
| 2026-02-17 | 4 | $43.40 |
| 2026-02-13 | 358 | $42.45 |
| 2026-02-12 | 354 | $43.70 |
| 2026-02-11 | 429 | $44.38 |
| 2026-02-10 | 589 | $44.33 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P409 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.