Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P508
Over the rolling 12-month window, securities of NUVEEN ESG MID-CAP VALUE ETF failed to deliver in the NSCC's Continuous Net Settlement system on 104 settlement days, totaling 181,311 fail shares and peaking at 40,357 shares on 2025-12-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-11 | 165 | $43.74 |
| 2026-09-10 | 555 | $44.16 |
| 2026-09-08 | 4,753 | $44.78 |
| 2026-09-04 | 826 | $45.00 |
| 2026-08-28 | 804 | $45.16 |
| 2026-08-24 | 1,197 | $45.16 |
| 2026-08-20 | 5 | $45.12 |
| 2026-08-18 | 236 | $45.30 |
| 2026-08-17 | 835 | $45.78 |
| 2026-08-14 | 263 | $45.86 |
| 2026-08-13 | 648 | $45.62 |
| 2026-08-12 | 48 | $45.60 |
| 2026-08-11 | 459 | $45.58 |
| 2026-08-10 | 396 | $45.62 |
| 2026-08-07 | 2,062 | $45.23 |
| 2026-08-06 | 151 | $45.41 |
| 2026-08-05 | 39 | $45.53 |
| 2026-08-04 | 117 | $44.80 |
| 2026-08-03 | 117 | $44.17 |
| 2026-07-28 | 59 | $44.64 |
| 2026-07-27 | 13 | $44.26 |
| 2026-07-24 | 204 | $43.75 |
| 2026-07-23 | 139 | $43.85 |
| 2026-07-22 | 43 | $43.75 |
| 2026-07-21 | 151 | $43.85 |
| 2026-07-20 | 148 | $44.25 |
| 2026-07-17 | 183 | $44.48 |
| 2026-07-16 | 97 | $43.97 |
| 2026-07-02 | 309 | $43.72 |
| 2026-07-01 | 411 | $43.49 |
| 2026-06-25 | 92 | $42.91 |
| 2026-06-24 | 123 | $42.71 |
| 2026-06-23 | 809 | $42.63 |
| 2026-06-22 | 989 | $42.52 |
| 2026-06-18 | 897 | $42.66 |
| 2026-06-17 | 866 | $43.43 |
| 2026-06-16 | 180 | $43.44 |
| 2026-06-01 | 8 | $42.50 |
| 2026-05-28 | 250 | $42.35 |
| 2026-05-19 | 5 | $41.47 |
| 2026-05-18 | 1 | $41.21 |
| 2026-04-28 | 14 | $41.15 |
| 2026-04-27 | 14 | $41.03 |
| 2026-04-24 | 14 | $41.25 |
| 2026-04-08 | 41 | $39.23 |
| 2026-04-07 | 62 | $39.36 |
| 2026-04-06 | 21 | $39.13 |
| 2026-04-02 | 130 | $38.99 |
| 2026-04-01 | 1,045 | $38.77 |
| 2026-03-30 | 6 | $38.02 |
| 2026-03-27 | 172 | $38.45 |
| 2026-03-26 | 167 | $38.83 |
| 2026-03-25 | 166 | $38.56 |
| 2026-03-24 | 166 | $38.43 |
| 2026-03-17 | 56 | $38.92 |
| 2026-03-11 | 100 | $39.48 |
| 2026-03-10 | 63 | $39.98 |
| 2026-03-04 | 676 | $40.99 |
| 2026-02-27 | 317 | $41.52 |
| 2026-02-26 | 285 | $41.15 |
| 2026-02-24 | 477 | $40.66 |
| 2026-02-20 | 1,400 | $41.03 |
| 2026-02-19 | 696 | $41.05 |
| 2026-02-18 | 2,564 | $40.75 |
| 2026-02-13 | 320 | $40.40 |
| 2026-02-11 | 535 | $41.09 |
| 2026-02-05 | 23 | $40.74 |
| 2026-02-04 | 149 | $40.36 |
| 2026-02-03 | 88 | $40.48 |
| 2026-02-02 | 126 | $40.26 |
| 2026-01-30 | 121 | $40.34 |
| 2026-01-27 | 493 | $40.77 |
| 2026-01-26 | 1,791 | $40.60 |
| 2026-01-23 | 1,272 | $40.82 |
| 2026-01-22 | 198 | $40.69 |
| 2026-01-21 | 288 | $40.03 |
| 2026-01-14 | 1,097 | $40.37 |
| 2026-01-13 | 1,250 | $40.37 |
| 2026-01-09 | 778 | $40.20 |
| 2026-01-08 | 1,047 | $39.72 |
| 2026-01-07 | 903 | $40.28 |
| 2026-01-06 | 1,857 | $39.78 |
| 2026-01-05 | 183 | $39.47 |
| 2026-01-02 | 162 | $39.10 |
| 2025-12-30 | 741 | $39.56 |
| 2025-12-29 | 564 | $39.58 |
| 2025-12-26 | 15,208 | $39.55 |
| 2025-12-24 | 3,168 | $39.35 |
| 2025-12-23 | 1,515 | $39.48 |
| 2025-12-22 | 229 | $39.23 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P508 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.