Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P607
Over the rolling 12-month window, securities of NUVEEN ESG SMALL-CAP ETF failed to deliver in the NSCC's Continuous Net Settlement system on 120 settlement days, totaling 307,149 fail shares and peaking at 61,111 shares on 2025-10-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-08 | 835 | $51.32 |
| 2026-08-13 | 772 | $52.88 |
| 2026-08-04 | 88 | $51.87 |
| 2026-07-30 | 1,090 | $50.23 |
| 2026-07-29 | 565 | $51.13 |
| 2026-07-21 | 1,291 | $50.82 |
| 2026-07-17 | 277 | $51.33 |
| 2026-07-08 | 165 | $51.10 |
| 2026-07-07 | 388 | $51.59 |
| 2026-07-06 | 486 | $51.38 |
| 2026-07-02 | 509 | $51.88 |
| 2026-07-01 | 250 | $52.12 |
| 2026-06-18 | 1,888 | $50.40 |
| 2026-06-15 | 17 | $51.11 |
| 2026-06-10 | 1,165 | $49.96 |
| 2026-06-09 | 1,214 | $49.76 |
| 2026-05-22 | 2 | $48.81 |
| 2026-05-14 | 1 | $48.58 |
| 2026-05-11 | 30 | $49.45 |
| 2026-05-08 | 3,708 | $49.09 |
| 2026-05-07 | 1,987 | $49.68 |
| 2026-05-06 | 2,534 | $49.25 |
| 2026-05-05 | 2,542 | $48.57 |
| 2026-05-04 | 2,354 | $48.97 |
| 2026-04-22 | 904 | $48.88 |
| 2026-04-17 | 657 | $48.04 |
| 2026-04-16 | 1,131 | $47.96 |
| 2026-04-15 | 1,769 | $47.96 |
| 2026-04-14 | 2,303 | $47.64 |
| 2026-04-09 | 3,525 | $47.06 |
| 2026-04-08 | 2,890 | $45.62 |
| 2026-04-07 | 2,624 | $45.63 |
| 2026-04-06 | 38 | $45.52 |
| 2026-04-02 | 20,966 | $45.44 |
| 2026-04-01 | 23,591 | $45.06 |
| 2026-03-31 | 215 | $43.56 |
| 2026-03-30 | 64 | $44.00 |
| 2026-03-27 | 358 | $44.84 |
| 2026-03-24 | 876 | $44.69 |
| 2026-03-18 | 190 | $45.18 |
| 2026-03-17 | 149 | $44.85 |
| 2026-03-16 | 12 | $44.53 |
| 2026-03-13 | 198 | $44.66 |
| 2026-03-06 | 46 | $46.75 |
| 2026-03-04 | 463 | $47.27 |
| 2026-02-26 | 12 | $48.09 |
| 2026-02-25 | 250 | $48.01 |
| 2026-02-24 | 2,180 | $47.52 |
| 2026-02-23 | 2,070 | $48.45 |
| 2026-02-20 | 1,403 | $48.21 |
| 2026-02-19 | 22 | $48.30 |
| 2026-02-17 | 49 | $47.98 |
| 2026-02-13 | 30 | $47.45 |
| 2026-02-11 | 10 | $48.39 |
| 2026-02-03 | 2,470 | $47.28 |
| 2026-01-28 | 36 | $47.51 |
| 2026-01-23 | 409 | $48.27 |
| 2026-01-22 | 469 | $47.94 |
| 2026-01-21 | 85 | $46.86 |
| 2026-01-20 | 102 | $47.45 |
| 2026-01-16 | 626 | $47.57 |
| 2026-01-15 | 657 | $47.02 |
| 2026-01-14 | 561 | $46.90 |
| 2026-01-13 | 31 | $46.89 |
| 2026-01-12 | 1,763 | $46.81 |
| 2026-01-08 | 23 | $46.11 |
| 2026-01-02 | 2,997 | $44.65 |
| 2025-12-31 | 711 | $45.05 |
| 2025-12-29 | 124 | $45.58 |
| 2025-12-22 | 1,481 | $45.32 |
| 2025-12-19 | 210 | $45.07 |
| 2025-12-18 | 3,073 | $45.38 |
| 2025-12-17 | 256 | $45.65 |
| 2025-12-11 | 12,888 | $46.02 |
| 2025-12-10 | 10,558 | $45.19 |
| 2025-12-08 | 3,903 | $45.31 |
| 2025-11-28 | 1,556 | $45.07 |
| 2025-11-26 | 1,640 | $44.82 |
| 2025-11-25 | 84 | $43.89 |
| 2025-11-24 | 347 | $43.39 |
| 2025-11-21 | 465 | $42.14 |
| 2025-11-20 | 46 | $42.77 |
| 2025-11-12 | 10 | $44.46 |
| 2025-11-06 | 1,310 | $44.12 |
| 2025-11-05 | 1,499 | $43.69 |
| 2025-11-04 | 171 | $44.30 |
| 2025-10-29 | 4 | $45.21 |
| 2025-10-20 | 28 | $43.81 |
| 2025-10-15 | 7 | $44.34 |
| 2025-10-14 | 352 | $43.81 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P607 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.