Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 67092P771
Over the rolling 12-month window, securities of NUSHARES ETF TR NUVEEN PFD & I failed to deliver in the NSCC's Continuous Net Settlement system on 196 settlement days, totaling 1,479,077 fail shares and peaking at 577,537 shares on 2025-12-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 50 | $25.23 |
| 2026-09-28 | 1,410 | $25.36 |
| 2026-09-25 | 886 | $25.35 |
| 2026-09-23 | 576 | $25.58 |
| 2026-09-22 | 322 | $25.59 |
| 2026-09-18 | 896 | $25.65 |
| 2026-09-17 | 1,093 | $25.54 |
| 2026-09-16 | 656 | $25.52 |
| 2026-09-15 | 292 | $25.52 |
| 2026-09-14 | 1,661 | $25.62 |
| 2026-09-11 | 46,333 | $25.60 |
| 2026-09-10 | 34,355 | $25.72 |
| 2026-09-04 | 292 | $25.78 |
| 2026-09-03 | 2,698 | $25.72 |
| 2026-09-02 | 1,081 | $25.74 |
| 2026-09-01 | 10,737 | $25.94 |
| 2026-08-31 | 5,202 | $25.94 |
| 2026-08-28 | 1,792 | $25.93 |
| 2026-08-26 | 442 | $25.92 |
| 2026-08-25 | 410 | $25.86 |
| 2026-08-21 | 714 | $25.88 |
| 2026-08-20 | 4,745 | $25.88 |
| 2026-08-19 | 4,352 | $25.83 |
| 2026-08-18 | 1,442 | $25.88 |
| 2026-08-17 | 1,396 | $25.90 |
| 2026-08-14 | 3,312 | $25.93 |
| 2026-08-13 | 6,987 | $25.89 |
| 2026-08-12 | 199 | $25.89 |
| 2026-08-10 | 719 | $25.94 |
| 2026-08-07 | 320 | $25.93 |
| 2026-08-06 | 2,693 | $25.92 |
| 2026-08-05 | 2,287 | $25.88 |
| 2026-08-04 | 1,549 | $25.84 |
| 2026-08-03 | 500 | $25.91 |
| 2026-07-31 | 12 | $25.88 |
| 2026-07-30 | 4,859 | $25.85 |
| 2026-07-29 | 1,024 | $25.89 |
| 2026-07-28 | 12,316 | $25.89 |
| 2026-07-27 | 10,163 | $25.85 |
| 2026-07-24 | 3,603 | $25.85 |
| 2026-07-23 | 1,360 | $25.97 |
| 2026-07-22 | 3,604 | $25.98 |
| 2026-07-21 | 2,756 | $25.99 |
| 2026-07-20 | 13,263 | $26.02 |
| 2026-07-17 | 13,430 | $26.00 |
| 2026-07-16 | 2,251 | $25.99 |
| 2026-07-15 | 2,532 | $25.96 |
| 2026-07-14 | 5,867 | $25.99 |
| 2026-07-13 | 6,728 | $26.05 |
| 2026-07-10 | 6,465 | $26.04 |
| 2026-07-09 | 5,045 | $26.03 |
| 2026-07-08 | 2,282 | $26.05 |
| 2026-07-07 | 666 | $26.08 |
| 2026-07-02 | 507 | $26.01 |
| 2026-07-01 | 407 | $26.15 |
| 2026-06-30 | 518 | $26.12 |
| 2026-06-29 | 1,051 | $26.08 |
| 2026-06-26 | 1,069 | $26.08 |
| 2026-06-25 | 1,185 | $26.06 |
| 2026-06-24 | 3,275 | $26.04 |
| 2026-06-23 | 2,976 | $26.03 |
| 2026-06-18 | 70 | $25.98 |
| 2026-06-17 | 267 | $26.04 |
| 2026-06-12 | 967 | $26.04 |
| 2026-06-11 | 572 | $25.96 |
| 2026-06-10 | 1,967 | $25.96 |
| 2026-06-08 | 10,949 | $25.94 |
| 2026-06-05 | 12,062 | $26.00 |
| 2026-06-04 | 2,797 | $25.99 |
| 2026-06-03 | 1,678 | $26.02 |
| 2026-06-02 | 1,985 | $26.00 |
| 2026-06-01 | 1,585 | $26.13 |
| 2026-05-29 | 311 | $26.11 |
| 2026-05-26 | 690 | $26.01 |
| 2026-05-22 | 94 | $25.96 |
| 2026-05-21 | 10,682 | $25.94 |
| 2026-05-20 | 10,500 | $25.89 |
| 2026-05-18 | 27,443 | $25.96 |
| 2026-05-15 | 26,528 | $26.02 |
| 2026-05-14 | 19,571 | $26.01 |
| 2026-05-13 | 1,330 | $26.02 |
| 2026-05-12 | 888 | $26.06 |
| 2026-05-11 | 108 | $26.09 |
| 2026-05-08 | 500 | $26.03 |
| 2026-05-07 | 13,268 | $26.09 |
| 2026-05-06 | 13,292 | $26.01 |
| 2026-05-05 | 2,095 | $25.91 |
| 2026-05-04 | 10,812 | $26.05 |
| 2026-05-01 | 237 | $26.15 |
| 2026-04-30 | 43,075 | $26.07 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 67092P771 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.